| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 70,317,000 | 70,833,000 | 55.68% | PRN | |
| 2 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 25,202,000 | 25,265,000 | 19.86% | ||
| 3 | MORGAN STANLEY | 8,809,000 | 8,831,000 | 6.94% | PRN | |
| 4 | THRIVENT FINANCIAL FOR LUTHERANS | 6,750,000 | 6,801,000 | 5.35% | ||
| 5 | ROYAL BANK OF CANADA | 5,804,000 | 5,845,000 | 4.59% | PRN | |
| 6 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 2,600,000 | 2,606,000 | 2.05% | PRN | |
| 7 | Bank of New York Mellon Corp | 1,750,000 | 1,762,000 | 1.39% | ||
| 8 | LAFFER TENGLER INVESTMENTS, INC. | 1,399 | 1,462,676 | 1.15% | PRN | |
| 9 | SCHOLTZ & COMPANY, LLC | 945,000 | 963,000 | 0.76% | PRN | |
| 10 | LPL Financial LLC | 920,000 | 922,000 | 0.72% | ||
| 11 | Carnegie Investment Counsel | 300,000 | 301,000 | 0.24% | ||
| 12 | Prospera Financial Services Inc | 258,000 | 259,000 | 0.20% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 239,000 | 240,000 | 0.19% | ||
| 14 | M&T BANK CORP | 200,000 | 201,000 | 0.16% | PRN | |
| 15 | JAG CAPITAL MANAGEMENT, LLC | 200,000 | 201,000 | 0.16% | PRN | |
| 16 | Stanley-Laman Group, Ltd. | 195,000 | 195,000 | 0.15% | PRN | |
| 17 | Cambridge Investment Research Advisors, Inc. | 115,000 | 115,000 | 0.09% | ||
| 18 | Investors Capital Advisory Services | 80,000 | 80,000 | 0.06% | ||
| 19 | STIFEL FINANCIAL CORP | 50,125 | 50,000 | 0.04% | PRN | |
| 20 | Independence Trust CO | 48,000 | 48,000 | 0.04% | PRN | |
| 21 | WELLS FARGO & COMPANY/MN | 32,000 | 32,000 | 0.03% | PRN | |
| 22 | Commonwealth Equity Services, Inc | 32,000 | 32,000 | 0.03% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 28,000 | 28,000 | 0.02% | PRN | |
| 24 | D.A. DAVIDSON & CO. | 27,000 | 27,000 | 0.02% | ||
| 25 | UBS Group AG | 25,000 | 25,000 | 0.02% | PRN | |
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 23 | 23,000 | 0.02% | PRN | |
| 27 | THOMPSON SIEGEL & WALMSLEY LLC | 20,000 | 20,000 | 0.02% | PRN | |
| 28 | Waverly Advisors, LLC | 18,000 | 18,000 | 0.01% | PRN | |
| 29 | Creative Planning | 15,000 | 15,000 | 0.01% | PRN | |
| 30 | IFP ADVISORS, INC | 14,000 | 14,000 | 0.01% | ||
| 31 | THOMPSON DAVIS & CO., INC. | 2,000 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
