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REAVES UTIL INCOME FD
REAVES UTIL INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 55 Institutional holders with a total value of $60,108,967.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 308,188 9,234,000 15.36%
2 BANK OF AMERICA CORP /DE/ 169,235 5,070,000 8.43%
3 CORNERSTONE ADVISORS INC 134,902 4,042,000 6.72%
4 Yakira Capital Management, Inc. 110,335 3,306,000 5.50% SH
5 WELLS FARGO & COMPANY/MN 107,044 3,207,000 5.34%
6 COHEN & STEERS, INC. 98,391 2,948,000 4.90%
7 GUGGENHEIM CAPITAL LLC 92,077 2,759,000 4.59%
8 Advisors Asset Management, Inc. 88,165 2,641,000 4.39%
9 LPL Financial LLC 82,973 2,486,000 4.14%
10 Assured Investment Management LLC 74,488 2,232,000 3.71%
11 NATIONAL PLANNING CORP 73,552 2,204,000 3.67%
12 Invesco Ltd. 62,188 1,863,000 3.10%
13 REAVES W H & CO INC 60,133 1,802,000 3.00%
14 UBS AG 57,862 1,734,000 2.88%
15 Hollow Brook Wealth Management LLC 51,887 1,555,000 2.59%
16 Janney Montgomery Scott LLC 47,907 1,435,279 2.39%
17 Cambridge Investment Research Advisors, Inc. 47,440 1,421,000 2.36%
18 ROYAL BANK OF CANADA 45,676 1,368,000 2.28%
19 CSS LLC/IL 34,016 1,019,000 1.70%
20 Commonwealth Equity Services, Inc 32,679 979,000 1.63%
21 NEVILLE RODIE & SHAW INC 30,000 899,000 1.50%
22 RAYMOND JAMES & ASSOCIATES 21,814 654,000 1.09%
23 STIFEL FINANCIAL CORP 17,581 527,000 0.88%
24 Virtu KCG Holdings LLC 17,213 516,000 0.86%
25 LUCAS CAPITAL MANAGEMENT 14,387 431,000 0.72%
26 CATAWBA CAPITAL MANAGEMENT /VA 13,240 397,000 0.66%
27 Creative Planning 12,233 366,000 0.61%
28 FIRST TRUST ADVISORS LP 12,221 366,000 0.61%
29 Focused Wealth Management, Inc 11,869 356,000 0.59%
30 First Allied Advisory Services, Inc. 10,500 315,000 0.52%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,175 305,000 0.51%
32 Robert W. Baird & Co. Inc 8,158 244,000 0.41%
33 BRADLEY FOSTER & SARGENT INC/CT 7,250 217,000 0.36%
34 Hodges Capital Management Inc. 6,700 201,000 0.33%
35 DEUTSCHE BANK AG\ 6,050 181,000 0.30%
36 Cordasco Financial Network 5,655 169,000 0.28%
37 MSI Financial Services Inc 4,055 121,000 0.20%
38 NEW ENGLAND SECURITIES CORP /MA/ 2,968 89,000 0.15%
39 BANK OF MONTREAL /CAN/ 2,460 74,000 0.12%
40 PNC FINANCIAL SERVICES GROUP, INC. 2,350 70,000 0.12%
41 AMERICAN INTERNATIONAL GROUP, INC. 1,888 56,565 0.09%
42 WFG Advisors, LP 1,600 48,000 0.08%
43 CITIGROUP INC 1,503 45,000 0.07%
44 Oakworth Capital, Inc. 1,102 33,000 0.05%
45 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,000 30,000 0.05%
46 Carroll Financial Associates, Inc. 839 25,000 0.04%
47 Highlander Capital Management, LLC 605 18,135 0.03%
48 GLENMEDE TRUST CO NA 502 15,000 0.02%
49 FIFTH THIRD BANCORP 460 14,000 0.02%
50 BNP PARIBAS FINANCIAL MARKETS 300 8,988 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.