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REAVES UTIL INCOME FD
REAVES UTIL INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 74 Institutional holders with a total value of $84,780,978.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 423,530 13,007,000 15.34%
2 MORGAN STANLEY 361,622 11,105,000 13.10%
3 Hollow Brook Wealth Management LLC 259,099 7,957,000 9.39%
4 GUGGENHEIM CAPITAL LLC 186,673 5,734,000 6.76%
5 WELLS FARGO & COMPANY/MN 150,903 4,634,000 5.47%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 119,449 3,669,000 4.33%
7 REAVES W H & CO INC 103,539 3,180,000 3.75%
8 Yakira Capital Management, Inc. 100,500 3,086,000 3.64% SH
9 GRAYBILL WEALTH MANAGEMENT, LTD. 95,115 2,921,000 3.45%
10 LPL Financial LLC 92,572 2,887,000 3.41%
11 BANK OF NOVA SCOTIA 86,304 2,651,000 3.13%
12 ROYAL BANK OF CANADA 76,331 2,344,000 2.76%
13 UBS Group AG 72,206 2,217,000 2.61%
14 Raymond James Financial Services Advisors, Inc. 54,366 1,670,000 1.97%
15 Commonwealth Equity Services, Inc 49,979 1,535,000 1.81%
16 RAYMOND JAMES & ASSOCIATES 42,007 1,290,000 1.52%
17 Cambridge Investment Research Advisors, Inc. 36,273 1,114,000 1.31%
18 Sterling Capital Management LLC 32,200 989,000 1.17%
19 INGALLS & SNYDER LLC 29,500 906,000 1.07%
20 STIFEL FINANCIAL CORP 28,770 881,000 1.04%
21 Janney Montgomery Scott LLC 27,500 845,000 1.00%
22 Creative Planning 25,683 789,000 0.93%
23 Focused Wealth Management, Inc 22,364 687,000 0.81%
24 FIRST TRUST ADVISORS LP 19,811 608,000 0.72%
25 SNOWDEN CAPITAL ADVISORS LLC 18,560 569,978 0.67%
26 TIEMANN INVESTMENT ADVISORS, LLC 18,494 568,000 0.67%
27 INTERNATIONAL ASSETS HOLDING CORP 18,377 564,000 0.67%
28 Invesco Ltd. 14,353 441,000 0.52%
29 LUCAS CAPITAL MANAGEMENT 13,587 417,000 0.49%
30 ADVISOR GROUP, INC. 12,934 397,000 0.47%
31 FLAGSHIP HARBOR ADVISORS, LLC 12,299 397,000 0.47%
32 CATAWBA CAPITAL MANAGEMENT /VA 12,237 376,000 0.44%
33 BAIRD FINANCIAL GROUP, INC. 10,678 328,000 0.39%
34 Private Advisor Group, LLC 10,354 327,000 0.39%
35 DAVENPORT & Co LLC 10,166 312,000 0.37%
36 Advisors Asset Management, Inc. 9,839 302,000 0.36%
37 J.P. Morgan Private Wealth Advisors LLC 7,843 241,000 0.28%
38 Sigma Planning Corp 7,589 233,000 0.27%
39 Stratos Wealth Partners, LTD. 7,423 228,000 0.27%
40 NEVILLE RODIE & SHAW INC 7,400 227,000 0.27%
41 NATIONAL PLANNING CORP 6,510 214,000 0.25%
42 Hodges Capital Management Inc. 6,700 206,000 0.24%
43 MSI Financial Services Inc 6,186 190,000 0.22%
44 CITIGROUP INC 6,180 190,000 0.22%
45 BENJAMIN F. EDWARDS & COMPANY, INC. 5,959 183,000 0.22%
46 PNC FINANCIAL SERVICES GROUP, INC. 5,484 168,000 0.20%
47 PROFICIO CAPITAL PARTNERS LLC 5,075 156,000 0.18%
48 MONETARY MANAGEMENT GROUP INC 4,000 123,000 0.15%
49 WFG Advisors, LP 3,234 99,000 0.12%
50 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 2,500 77,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.