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REAVES UTIL INCOME FD
REAVES UTIL INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 47 Institutional holders with a total value of $59,259,977.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 370,650 10,627,000 17.93%
2 Hollow Brook Wealth Management LLC 285,086 8,173,000 13.79%
3 MORGAN STANLEY 263,697 7,560,000 12.76%
4 GUGGENHEIM CAPITAL LLC 260,032 7,456,000 12.58%
5 WELLS FARGO & COMPANY/MN 150,708 4,321,000 7.29%
6 REAVES W H & CO INC 81,842 2,346,000 3.96%
7 Advisors Asset Management, Inc. 70,910 2,033,000 3.43%
8 UBS Group AG 61,697 1,769,000 2.99%
9 LPL Financial LLC 54,709 1,595,000 2.69%
10 ROYAL BANK OF CANADA 49,394 1,416,000 2.39%
11 Commonwealth Equity Services, Inc 37,170 1,066,000 1.80%
12 Cambridge Investment Research Advisors, Inc. 32,545 933,000 1.57%
13 COHEN & STEERS, INC. 31,258 896,000 1.51%
14 NEVILLE RODIE & SHAW INC 30,000 860,000 1.45%
15 Yakira Capital Management, Inc. 29,616 849,000 1.43% SH
16 Virtu KCG Holdings LLC 28,274 811,000 1.37%
17 STIFEL FINANCIAL CORP 20,483 586,000 0.99%
18 Creative Planning 19,178 550,000 0.93%
19 Janney Montgomery Scott LLC 18,470 529,526 0.89%
20 BAIRD FINANCIAL GROUP, INC. 18,324 525,000 0.89%
21 RAYMOND JAMES & ASSOCIATES 17,866 512,000 0.86%
22 Focused Wealth Management, Inc 15,478 444,000 0.75%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,079 433,000 0.73%
24 LUCAS CAPITAL MANAGEMENT 14,387 412,000 0.70%
25 CATAWBA CAPITAL MANAGEMENT /VA 13,057 374,000 0.63%
26 Private Advisor Group, LLC 10,722 307,000 0.52%
27 Genesis Wealth Advisors, LLC 9,769 280,077 0.47%
28 AMERICAN INTERNATIONAL GROUP, INC. 9,012 258,374 0.44%
29 VSR Financial Services, Inc. 8,850 254,000 0.43%
30 MSI Financial Services Inc 6,681 192,000 0.32%
31 INTEGRATED WEALTH MANAGEMENT 5,680 163,000 0.28%
32 CITIGROUP INC 5,055 145,000 0.24%
33 DEUTSCHE BANK AG\ 4,250 121,000 0.20%
34 Cordasco Financial Network 3,436 99,000 0.17%
35 PNC FINANCIAL SERVICES GROUP, INC. 3,075 89,000 0.15%
36 Evercore Wealth Management, LLC 2,000 57,000 0.10%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 1,950 56,000 0.09%
38 WFG Advisors, LP 1,300 37,000 0.06%
39 Oakworth Capital, Inc. 1,102 33,000 0.06%
40 FIFTH THIRD BANCORP 802 23,000 0.04%
41 Highlander Capital Management, LLC 605 17,000 0.03%
42 Carroll Financial Associates, Inc. 559 16,000 0.03%
43 Transamerica Financial Advisors, LLC 500 15,000 0.03%
44 BANK OF MONTREAL /CAN/ 400 11,000 0.02%
45 Brookstone Capital Management 200 6,000 0.01%
46 US BANCORP \DE\ 100 3,000 0.01%
47 Tower Research Capital LLC (TRC) 21 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.