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REAVES UTIL INCOME FD
REAVES UTIL INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 69 Institutional holders with a total value of $96,639,008.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 355,740 11,552,000 11.95%
2 MORGAN STANLEY 333,222 10,819,000 11.20%
3 Hollow Brook Wealth Management LLC 240,612 7,813,000 8.08%
4 WELLS FARGO & COMPANY/MN 231,780 7,526,000 7.79%
5 GUGGENHEIM CAPITAL LLC 184,024 5,975,000 6.18%
6 BANK OF NOVA SCOTIA 133,656 4,340,000 4.49%
7 Yakira Capital Management, Inc. 133,223 4,326,000 4.48% SH
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 121,980 3,961,000 4.10%
9 JANUS HENDERSON INVESTORS US LLC 99,478 3,230,000 3.34%
10 REAVES W H & CO INC 97,106 3,153,000 3.26%
11 GRAYBILL WEALTH MANAGEMENT, LTD. 96,365 3,129,000 3.24%
12 LPL Financial LLC 84,688 2,752,000 2.85%
13 STIFEL FINANCIAL CORP 84,225 2,737,000 2.83%
14 ROYAL BANK OF CANADA 78,109 2,537,000 2.63%
15 UBS Group AG 75,989 2,467,000 2.55%
16 CITIGROUP INC 61,725 2,005,000 2.07%
17 Raymond James Financial Services Advisors, Inc. 55,274 1,795,000 1.86%
18 Commonwealth Equity Services, Inc 49,928 1,621,000 1.68%
19 RAYMOND JAMES & ASSOCIATES 43,005 1,396,000 1.44%
20 Janney Montgomery Scott LLC 44,281 1,291,000 1.34%
21 Sterling Capital Management LLC 32,200 1,046,000 1.08%
22 NEVILLE RODIE & SHAW INC 30,000 974,000 1.01%
23 INGALLS & SNYDER LLC 29,800 968,000 1.00%
24 Cambridge Investment Research Advisors, Inc. 27,342 888,000 0.92%
25 Creative Planning 24,278 788,000 0.82%
26 BAIRD FINANCIAL GROUP, INC. 21,971 713,000 0.74%
27 Focused Wealth Management, Inc 20,206 656,000 0.68%
28 TIEMANN INVESTMENT ADVISORS, LLC 18,452 599,000 0.62%
29 SNOWDEN CAPITAL ADVISORS LLC 16,902 548,808 0.57%
30 LUCAS CAPITAL MANAGEMENT 13,587 441,000 0.46%
31 ADVISOR GROUP, INC. 13,025 421,000 0.44%
32 CATAWBA CAPITAL MANAGEMENT /VA 12,637 410,000 0.42%
33 Lebenthal Holdings,LLC 12,000 390,000 0.40%
34 LEBENTHAL ASSET MANAGEMENT, LLC 12,000 390,000 0.40%
35 Advisors Asset Management, Inc. 10,674 347,000 0.36%
36 Private Advisor Group, LLC 9,167 298,000 0.31%
37 MSI Financial Services Inc 6,850 222,000 0.23%
38 Hodges Capital Management Inc. 6,700 218,000 0.23%
39 BRADLEY FOSTER & SARGENT INC/CT 6,320 205,000 0.21%
40 INTEGRATED WEALTH MANAGEMENT 5,680 184,000 0.19%
41 PROFICIO CAPITAL PARTNERS LLC 5,075 163,000 0.17%
42 DEUTSCHE BANK AG\ 4,800 155,000 0.16%
43 MONETARY MANAGEMENT GROUP INC 4,000 130,000 0.13%
44 PNC FINANCIAL SERVICES GROUP, INC. 3,884 126,000 0.13%
45 WFG Advisors, LP 3,234 105,000 0.11%
46 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 2,500 81,000 0.08%
47 Parkside Financial Bank & Trust 2,268 74,000 0.08%
48 WESTPORT RESOURCES MANAGEMENT INC 2,176 71,000 0.07%
49 ENVESTNET ASSET MANAGEMENT INC 2,036 66,000 0.07%
50 Joel Isaacson & Co., LLC 2,000 65,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.