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REAVES UTIL INCOME FD
REAVES UTIL INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 61 Institutional holders with a total value of $72,638,278.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 350,275 11,507,000 15.84%
2 BANK OF AMERICA CORP /DE/ 344,024 11,301,000 15.56%
3 GUGGENHEIM CAPITAL LLC 231,983 7,621,000 10.49%
4 Advisors Asset Management, Inc. 127,322 4,183,000 5.76%
5 WELLS FARGO & COMPANY/MN 117,454 3,859,000 5.31%
6 Hollow Brook Wealth Management LLC 102,745 3,375,000 4.65%
7 LPL Financial LLC 87,736 2,882,000 3.97%
8 REAVES W H & CO INC 75,583 2,483,000 3.42%
9 Assured Investment Management LLC 74,488 2,447,000 3.37%
10 CORNERSTONE ADVISORS INC 74,322 2,441,000 3.36%
11 UBS Group AG 63,013 2,070,000 2.85%
12 Janney Montgomery Scott LLC 49,532 1,627,110 2.24%
13 Cambridge Investment Research Advisors, Inc. 47,730 1,568,000 2.16%
14 ROYAL BANK OF CANADA 45,952 1,510,000 2.08%
15 COHEN & STEERS, INC. 44,165 1,451,000 2.00%
16 Commonwealth Equity Services, Inc 36,692 1,205,000 1.66%
17 Yakira Capital Management, Inc. 34,319 1,127,000 1.55% SH
18 NEVILLE RODIE & SHAW INC 30,000 986,000 1.36%
19 NATIONAL PLANNING CORP 27,282 871,372 1.20%
20 RAYMOND JAMES & ASSOCIATES 20,833 684,000 0.94%
21 STIFEL FINANCIAL CORP 15,994 525,000 0.72%
22 Creative Planning 14,633 481,000 0.66%
23 LUCAS CAPITAL MANAGEMENT 14,387 473,000 0.65%
24 Focused Wealth Management, Inc 13,823 454,000 0.63%
25 CATAWBA CAPITAL MANAGEMENT /VA 13,057 429,000 0.59%
26 AMERICAN INTERNATIONAL GROUP, INC. 12,560 412,596 0.57%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,256 402,000 0.55%
28 SILVERCREST ASSET MANAGEMENT GROUP LLC 12,000 394,000 0.54%
29 FIRST TRUST ADVISORS LP 9,861 324,000 0.45%
30 Genesis Wealth Advisors, LLC 9,769 308,309 0.42%
31 Cetera Advisor Networks LLC 8,573 284,000 0.39%
32 Robert W. Baird & Co. Inc 8,158 268,000 0.37%
33 VSR Financial Services, Inc. 7,400 243,000 0.33%
34 BRADLEY FOSTER & SARGENT INC/CT 7,250 238,000 0.33%
35 DOLIVER ADVISORS, LP 6,858 225,000 0.31%
36 Hodges Capital Management Inc. 6,700 220,000 0.30%
37 DAVENPORT & Co LLC 6,116 200,911 0.28%
38 DEUTSCHE BANK AG\ 6,050 198,000 0.27%
39 Cordasco Financial Network 5,655 186,000 0.26%
40 CITIGROUP INC 5,315 174,000 0.24%
41 PNC FINANCIAL SERVICES GROUP, INC. 4,351 143,000 0.20%
42 MSI Financial Services Inc 3,682 121,000 0.17%
43 Invesco Ltd. 3,212 106,000 0.15%
44 NEW ENGLAND SECURITIES CORP /MA/ 2,968 97,000 0.13%
45 Stratos Wealth Partners, LTD. 2,800 91,980 0.13%
46 BANK OF MONTREAL /CAN/ 2,460 81,000 0.11%
47 FIFTH THIRD BANCORP 1,601 53,000 0.07%
48 WFG Advisors, LP 1,600 53,000 0.07%
49 Oakworth Capital, Inc. 1,102 36,000 0.05%
50 ENVESTNET ASSET MANAGEMENT INC 1,000 33,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.