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REAVES UTIL INCOME FD
REAVES UTIL INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 47 Institutional holders with a total value of $59,259,977.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 21 1,000 0.00%
2 US BANCORP \DE\ 100 3,000 0.01%
3 Brookstone Capital Management 200 6,000 0.01%
4 BANK OF MONTREAL /CAN/ 400 11,000 0.02%
5 Transamerica Financial Advisors, LLC 500 15,000 0.03%
6 Carroll Financial Associates, Inc. 559 16,000 0.03%
7 Highlander Capital Management, LLC 605 17,000 0.03%
8 FIFTH THIRD BANCORP 802 23,000 0.04%
9 Oakworth Capital, Inc. 1,102 33,000 0.06%
10 WFG Advisors, LP 1,300 37,000 0.06%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 1,950 56,000 0.09%
12 Evercore Wealth Management, LLC 2,000 57,000 0.10%
13 PNC FINANCIAL SERVICES GROUP, INC. 3,075 89,000 0.15%
14 Cordasco Financial Network 3,436 99,000 0.17%
15 DEUTSCHE BANK AG\ 4,250 121,000 0.20%
16 CITIGROUP INC 5,055 145,000 0.24%
17 INTEGRATED WEALTH MANAGEMENT 5,680 163,000 0.28%
18 MSI Financial Services Inc 6,681 192,000 0.32%
19 VSR Financial Services, Inc. 8,850 254,000 0.43%
20 AMERICAN INTERNATIONAL GROUP, INC. 9,012 258,374 0.44%
21 Genesis Wealth Advisors, LLC 9,769 280,077 0.47%
22 Private Advisor Group, LLC 10,722 307,000 0.52%
23 CATAWBA CAPITAL MANAGEMENT /VA 13,057 374,000 0.63%
24 LUCAS CAPITAL MANAGEMENT 14,387 412,000 0.70%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,079 433,000 0.73%
26 Focused Wealth Management, Inc 15,478 444,000 0.75%
27 RAYMOND JAMES & ASSOCIATES 17,866 512,000 0.86%
28 BAIRD FINANCIAL GROUP, INC. 18,324 525,000 0.89%
29 Janney Montgomery Scott LLC 18,470 529,526 0.89%
30 Creative Planning 19,178 550,000 0.93%
31 STIFEL FINANCIAL CORP 20,483 586,000 0.99%
32 Virtu KCG Holdings LLC 28,274 811,000 1.37%
33 Yakira Capital Management, Inc. 29,616 849,000 1.43% SH
34 NEVILLE RODIE & SHAW INC 30,000 860,000 1.45%
35 COHEN & STEERS, INC. 31,258 896,000 1.51%
36 Cambridge Investment Research Advisors, Inc. 32,545 933,000 1.57%
37 Commonwealth Equity Services, Inc 37,170 1,066,000 1.80%
38 ROYAL BANK OF CANADA 49,394 1,416,000 2.39%
39 LPL Financial LLC 54,709 1,595,000 2.69%
40 UBS Group AG 61,697 1,769,000 2.99%
41 Advisors Asset Management, Inc. 70,910 2,033,000 3.43%
42 REAVES W H & CO INC 81,842 2,346,000 3.96%
43 WELLS FARGO & COMPANY/MN 150,708 4,321,000 7.29%
44 GUGGENHEIM CAPITAL LLC 260,032 7,456,000 12.58%
45 MORGAN STANLEY 263,697 7,560,000 12.76%
46 Hollow Brook Wealth Management LLC 285,086 8,173,000 13.79%
47 BANK OF AMERICA CORP /DE/ 370,650 10,627,000 17.93%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.