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RESOURCE CAP CORP
RESOURCE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 137 Institutional holders with a total value of $311,104,155.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Moors & Cabot, Inc. 22,899 133,000 0.04%
102 Jefferies Group LLC 22,637 127,000 0.04%
103 Cetera Advisor Networks LLC 21,700 127,000 0.04%
104 UNITED SERVICES AUTOMOBILE ASSOCIATION 22,300 126,000 0.04%
105 Bulldog Investors, LLP 20,000 113,000 0.04%
106 Parkwood LLC 19,207 108,000 0.03%
107 Cambridge Investment Research Advisors, Inc. 16,454 93,000 0.03%
108 VIRGINIA RETIREMENT SYSTEMS ET Al 16,200 91,000 0.03%
109 Janney Montgomery Scott LLC 14,831 83,501 0.03%
110 TUDOR INVESTMENT CORP ET AL 14,590 82,000 0.03%
111 J.P. Morgan Private Wealth Advisors LLC 12,170 69,000 0.02%
112 B. Riley Wealth Advisors, Inc. 11,854 66,740 0.02%
113 COMERICA BANK 11,735 66,000 0.02%
114 VIRTUS CAPITAL ADVISERS, LLC 11,024 62,000 0.02%
115 Ameritas Investment Partners, Inc. 11,065 62,000 0.02%
116 Spot Trading L.L.C 11,000 62,000 0.02% Put
117 PROFUND ADVISORS LLC 11,100 62,000 0.02%
118 Freedom Investment Management, Inc. 10,975 62,000 0.02%
119 Verition Fund Management LLC 10,756 61,000 0.02%
120 Nuveen Asset Management, LLC 10,582 60,000 0.02%
121 Rotella Capital Management, Inc. 10,026 56,000 0.02%
122 Li Winifred I 9,000 51,000 0.02%
123 AMERIPRISE FINANCIAL INC 6,870 39,000 0.01%
124 TEACHER RETIREMENT SYSTEM OF TEXAS 4,614 26,000 0.01%
125 WASHINGTON TRUST BANK 4,500 25,000 0.01%
126 CANADA LIFE ASSURANCE Co 4,500 25,000 0.01%
127 BlackRock Finance, Inc. 3,725 21,000 0.01%
128 BANK OF MONTREAL /CAN/ 3,370 19,000 0.01%
129 GROUP ONE TRADING LLC 2,580 15,000 0.00%
130 EARNEST PARTNERS LLC 1,600 9,000 0.00%
131 TRUST CO OF VERMONT 1,000 6,000 0.00%
132 Financial Architects, Inc 800 5,000 0.00%
133 B. Riley Wealth Management, Inc. 600 3,000 0.00%
134 PNC FINANCIAL SERVICES GROUP, INC. 450 3,000 0.00%
135 PIEDMONT INVESTMENT ADVISORS INC 420 2,364 0.00%
136 BNP PARIBAS FINANCIAL MARKETS 256 1,441 0.00%
137 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 200 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.