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RESOURCE CAP CORP
RESOURCE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 121 Institutional holders with a total value of $258,803,333.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Freedom Investment Management, Inc. 10,822 55,000 0.02%
102 Spot Trading L.L.C 11,000 55,000 0.02% Put
103 Nuveen Asset Management, LLC 10,021 51,000 0.02%
104 SG Americas Securities, LLC 10,043 51,000 0.02%
105 TWO SIGMA SECURITIES, LLC 10,217 51,000 0.02%
106 CITADEL ADVISORS LLC 9,038 46,000 0.02%
107 Li Winifred I 9,000 45,000 0.02%
108 Tower Research Capital LLC (TRC) 8,000 40,000 0.02%
109 GROUP ONE TRADING LLC 7,580 38,000 0.01%
110 BARCLAYS PLC 7,359 37,000 0.01%
111 CANADA LIFE ASSURANCE Co 4,500 23,000 0.01%
112 TEACHER RETIREMENT SYSTEM OF TEXAS 3,989 20,000 0.01%
113 BlackRock Finance, Inc. 3,725 19,000 0.01%
114 EARNEST PARTNERS LLC 1,600 8,000 0.00%
115 Quantbot Technologies LP 1,400 7,000 0.00%
116 TRUST CO OF VERMONT 1,000 5,000 0.00%
117 Financial Architects, Inc 800 4,000 0.00%
118 B. Riley Wealth Management, Inc. 600 3,000 0.00%
119 PNC FINANCIAL SERVICES GROUP, INC. 450 2,000 0.00%
120 UBS Group AG 400 2,000 0.00% Call
121 NATIONAL PLANNING CORP 100 485 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.