| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,415,799 | 63,278,000 | 23.11% | ||
| 2 | Relative Value Partners, LLC | 1,806,701 | 25,890,000 | 9.46% | ||
| 3 | WELLS FARGO & COMPANY/MN | 1,619,268 | 23,204,000 | 8.47% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,431,949 | 20,520,000 | 7.49% | ||
| 5 | UBS Group AG | 885,278 | 12,686,000 | 4.63% | ||
| 6 | Gramercy Funds Management LLC | 718,450 | 10,295,000 | 3.76% | ||
| 7 | NORTH STAR ASSET MANAGEMENT INC | 637,749 | 9,139,000 | 3.34% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 429,986 | 6,162,000 | 2.25% | ||
| 9 | Invesco Ltd. | 423,674 | 6,071,000 | 2.22% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 423,465 | 6,068,000 | 2.22% | ||
| 11 | Advisors Asset Management, Inc. | 352,591 | 5,053,000 | 1.85% | ||
| 12 | LPL Financial LLC | 305,001 | 4,371,000 | 1.60% | ||
| 13 | Weiss Asset Management LP | 297,445 | 4,262,000 | 1.56% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 294,651 | 4,222,000 | 1.54% | ||
| 15 | SG Americas Securities, LLC | 276,300 | 3,959,000 | 1.45% | ||
| 16 | Cordasco Financial Network | 246,193 | 3,528,000 | 1.29% | ||
| 17 | ROYAL BANK OF CANADA | 231,507 | 3,318,000 | 1.21% | ||
| 18 | FCA CORP /TX | 227,866 | 3,265,000 | 1.19% | ||
| 19 | Parsec Financial Management, Inc. | 208,298 | 2,985,000 | 1.09% | ||
| 20 | Sterneck Capital Management, LLC | 199,553 | 2,860,000 | 1.04% | ||
| 21 | GENERAL AMERICAN INVESTORS CO INC | 194,331 | 2,785,000 | 1.02% | ||
| 22 | First Allied Advisory Services, Inc. | 175,481 | 2,509,000 | 0.92% | ||
| 23 | ROTHSCHILD INVESTMENT LLC /IL | 166,134 | 2,381,000 | 0.87% | ||
| 24 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 151,249 | 2,167,000 | 0.79% | ||
| 25 | Thomas J. Herzfeld Advisors, Inc. | 145,020 | 2,078,000 | 0.76% | ||
| 26 | BROWN ADVISORY INC | 142,529 | 2,042,000 | 0.75% | ||
| 27 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 141,266 | 2,024,000 | 0.74% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 140,968 | 2,020,000 | 0.74% | ||
| 29 | Robert W. Baird & Co. Inc | 133,907 | 1,919,000 | 0.70% | ||
| 30 | FIRST TRUST ADVISORS LP | 130,748 | 1,874,000 | 0.68% | ||
| 31 | STIFEL FINANCIAL CORP | 130,458 | 1,869,000 | 0.68% | ||
| 32 | VSR Financial Services, Inc. | 121,931 | 1,755,000 | 0.64% | ||
| 33 | CREDIT SUISSE AG/ | 112,469 | 1,612,000 | 0.59% | ||
| 34 | 1607 Capital Partners, LLC | 110,896 | 1,589,000 | 0.58% | ||
| 35 | GABELLI FUNDS LLC | 109,920 | 1,575,000 | 0.58% | ||
| 36 | LAZARD ASSET MANAGEMENT LLC | 104,644 | 1,499,000 | 0.55% | ||
| 37 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 97,888 | 1,402,000 | 0.51% | ||
| 38 | Independence Trust CO | 91,625 | 1,313,000 | 0.48% | ||
| 39 | Mraz, Amerine & Associates, Inc. | 82,667 | 1,185,000 | 0.43% | ||
| 40 | DOLIVER ADVISORS, LP | 78,972 | 1,131,000 | 0.41% | ||
| 41 | AMERIPRISE FINANCIAL INC | 76,758 | 1,100,000 | 0.40% | ||
| 42 | Commonwealth Equity Services, Inc | 73,979 | 1,060,000 | 0.39% | ||
| 43 | Wilmington Savings Fund Society, FSB | 73,350 | 1,051,000 | 0.38% | ||
| 44 | Janney Montgomery Scott LLC | 65,756 | 942,278 | 0.34% | ||
| 45 | Raymond James Financial Services Advisors, Inc. | 61,586 | 883,000 | 0.32% | ||
| 46 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 54,550 | 782,000 | 0.29% | ||
| 47 | Shaker Financial Services, LLC | 54,322 | 778,000 | 0.28% | ||
| 48 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 41,105 | 589,000 | 0.22% | ||
| 49 | SHEPHERD KAPLAN KROCHUK, LLC | 38,360 | 550,000 | 0.20% | ||
| 50 | D.A. DAVIDSON & CO. | 32,547 | 466,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
