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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 53 Institutional holders with a total value of $271,816,697.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 895,186 71,830,000 26.43%
2 Pinnacle Advisory Group, Inc. 781,785 62,731,000 23.08%
3 WELLS FARGO & COMPANY/MN 253,967 20,378,000 7.50%
4 Destination Wealth Management 252,330 20,247,000 7.45%
5 BANK OF AMERICA CORP /DE/ 233,103 18,704,000 6.88%
6 LAZARD ASSET MANAGEMENT LLC 150,440 12,071,000 4.44%
7 MORGAN STANLEY 136,205 10,929,000 4.02%
8 ROYAL BANK OF CANADA 128,800 10,334,000 3.80%
9 Winch Advisory Services, LLC 89,128 7,152,000 2.63%
10 JANE STREET GROUP, LLC 64,242 5,155,000 1.90%
11 Somerset Trust Co 50,279 4,034,000 1.48%
12 Country Club Trust Company, n.a. 44,960 3,607,000 1.33%
13 ProVise Management Group, LLC 44,161 3,560,000 1.31%
14 UBS AG 38,611 3,098,000 1.14%
15 STIFEL FINANCIAL CORP 22,545 1,809,000 0.67%
16 BECK CAPITAL MANAGEMENT, LLC 17,240 1,401,000 0.52%
17 Blue Edge Capital, LLC 16,964 1,361,191 0.50%
18 BAROMETER CAPITAL MANAGEMENT INC. 16,800 1,348,000 0.50%
19 LPL Financial LLC 16,335 1,311,000 0.48%
20 HOWE & RUSLING INC 16,105 1,292,000 0.48%
21 HighTower Advisors, LLC 14,652 1,176,000 0.43%
22 MSI Financial Services Inc 11,565 928,000 0.34%
23 AMERICAN INTERNATIONAL GROUP, INC. 10,753 862,821 0.32%
24 Transamerica Financial Advisors, LLC 10,363 832,000 0.31%
25 Hartford Financial Management Inc. 10,375 832,000 0.31%
26 Orion Porfolio Solutions, LLC 9,099 730,000 0.27%
27 Strategic Advisors LLC 5,894 473,000 0.17%
28 TOWER TRUST Co 5,750 461,000 0.17%
29 Concert Wealth Management Inc. 5,671 451,000 0.17%
30 Cetera Advisor Networks LLC 4,956 397,000 0.15%
31 AMERIPRISE FINANCIAL INC 3,931 315,000 0.12%
32 CAHILL FINANCIAL ADVISORS INC 3,889 313,000 0.12%
33 Cambridge Investment Research Advisors, Inc. 2,808 225,000 0.08%
34 CYPRESS CAPITAL MANAGEMENT LLC 2,780 223,000 0.08%
35 KMS FINANCIAL SERVICES, INC 2,639 212,000 0.08%
36 Bank of New York Mellon Corp 2,600 208,000 0.08%
37 Robert W. Baird & Co. Inc 2,560 205,000 0.08%
38 CITIGROUP INC 1,500 120,000 0.04%
39 GLENMEDE TRUST CO NA 1,360 108,000 0.04%
40 PNC FINANCIAL SERVICES GROUP, INC. 1,244 100,000 0.04%
41 D.A. DAVIDSON & CO. 600 48,000 0.02%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 603 48,000 0.02%
43 Creative Planning 590 47,000 0.02%
44 DEUTSCHE BANK AG\ 500 40,000 0.01%
45 CENTRAL TRUST Co 345 28,000 0.01%
46 WESTPORT RESOURCES MANAGEMENT INC 277 22,000 0.01%
47 Focused Wealth Management, Inc 200 16,000 0.01%
48 Pinnacle Summer Investments, Inc. 160 13,000 0.00%
49 MANAGED ACCOUNT ADVISORS LLC 161 13,000 0.00%
50 Apriem Advisors 100 8,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.