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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 75 Institutional holders with a total value of $311,442,502.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Pinnacle Advisory Group, Inc. 640,053 58,820,000 18.89%
2 BANK OF AMERICA CORP /DE/ 362,056 33,273,000 10.68%
3 MORGAN STANLEY 256,475 23,570,000 7.57%
4 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 253,889 23,332,000 7.49%
5 ROYAL BANK OF CANADA 227,445 20,903,000 6.71%
6 New England Investment & Retirement Group, Inc. 224,033 20,589,000 6.61%
7 Destination Wealth Management 213,500 19,621,000 6.30%
8 CYPRESS CAPITAL MANAGEMENT LLC 146,045 13,422,000 4.31%
9 WELLS FARGO & COMPANY/MN 121,994 11,211,000 3.60%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 86,521 7,993,000 2.57%
11 BBVA USA Bancshares, Inc. 86,521 7,951,000 2.55%
12 Winch Advisory Services, LLC 70,698 6,497,000 2.09%
13 LPL Financial LLC 57,507 5,252,000 1.69%
14 UBS Group AG 47,598 4,374,000 1.40%
15 Spectrum Asset Management, Inc. (NB/CA) 42,690 3,923,000 1.26%
16 PRING TURNER CAPITAL GROUP INC 39,740 3,669,000 1.18%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,815 3,199,000 1.03%
18 Ironsides Asset Advisors, LLC 32,426 2,980,000 0.96%
19 Nan Shan Life Insurance Co., Ltd. 31,000 2,849,000 0.91%
20 Country Club Trust Company, n.a. 30,540 2,807,000 0.90%
21 BECK CAPITAL MANAGEMENT, LLC 27,598 2,536,000 0.81%
22 JANE STREET GROUP, LLC 26,330 2,420,000 0.78%
23 RAYMOND JAMES & ASSOCIATES 24,133 2,218,000 0.71%
24 HighTower Advisors, LLC 23,783 2,186,000 0.70%
25 Transamerica Financial Advisors, LLC 21,298 1,958,000 0.63%
26 ProVise Management Group, LLC 20,387 1,874,000 0.60%
27 HOWE & RUSLING INC 20,034 1,841,000 0.59%
28 Hartford Financial Management Inc. 19,638 1,804,000 0.58%
29 Hillswick Asset Management, LLC 17,602 1,618,000 0.52%
30 Blue Edge Capital, LLC 16,478 1,514,328 0.49%
31 Bank of New York Mellon Corp 16,227 1,491,000 0.48%
32 AMERICAN INTERNATIONAL GROUP, INC. 15,969 1,467,551 0.47%
33 STIFEL FINANCIAL CORP 14,855 1,365,000 0.44%
34 VOYA FINANCIAL ADVISORS, INC. 12,294 1,138,000 0.37%
35 Orion Porfolio Solutions, LLC 9,782 899,000 0.29%
36 MANAGED ACCOUNT ADVISORS LLC 7,548 694,000 0.22%
37 M&T BANK CORP 6,664 612,000 0.20%
38 Ashfield Capital Partners, LLC 6,450 593,000 0.19%
39 Financial Architects, Inc 6,456 593,000 0.19%
40 Strategic Advisors LLC 6,543 548,000 0.18%
41 First Allied Advisory Services, Inc. 5,926 544,000 0.17%
42 Commonwealth Equity Services, Inc 5,204 478,000 0.15%
43 CAHILL FINANCIAL ADVISORS INC 4,648 428,000 0.14%
44 OLD NATIONAL BANCORP /IN/ 4,593 422,000 0.14%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,093 376,000 0.12%
46 Cambridge Investment Research Advisors, Inc. 3,799 349,000 0.11%
47 ENVESTNET ASSET MANAGEMENT INC 3,687 339,000 0.11%
48 Bank Pictet & Cie (Europe) AG 3,500 322,000 0.10%
49 Smith & Howard Wealth Management, LLC 3,382 311,000 0.10%
50 CITIGROUP INC 3,000 276,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.