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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 99 Institutional holders with a total value of $356,416,400.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 446,801 48,474,000 13.60%
2 Psagot Value Holdings Ltd. 382,309 41,477,000 11.64%
3 AMERIPRISE FINANCIAL INC 276,330 29,984,000 8.41%
4 WELLS FARGO & COMPANY/MN 261,705 28,392,000 7.97%
5 MORGAN STANLEY 237,268 25,741,000 7.22%
6 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 216,471 23,485,000 6.59%
7 RAYMOND JAMES & ASSOCIATES 183,656 19,930,000 5.59%
8 UBS Group AG 136,335 14,791,000 4.15%
9 STIFEL FINANCIAL CORP 113,782 12,351,000 3.47%
10 ROYAL BANK OF CANADA 100,968 10,954,000 3.07%
11 Cambridge Investment Research Advisors, Inc. 97,508 10,579,000 2.97%
12 Destination Wealth Management 73,099 7,931,000 2.23%
13 Bouchey Financial Group Ltd 66,131 7,175,000 2.01%
14 GOLDMAN SACHS GROUP INC 50,098 5,435,000 1.52%
15 Commonwealth Equity Services, Inc 48,866 5,302,000 1.49%
16 Ironsides Asset Advisors, LLC 38,969 4,228,000 1.19%
17 LPL Financial LLC 35,698 3,909,000 1.10%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,164 3,815,000 1.07%
19 Tower Research Capital LLC (TRC) 32,410 3,516,000 0.99%
20 HighTower Advisors, LLC 28,490 3,088,000 0.87%
21 PRING TURNER CAPITAL GROUP INC 28,395 3,081,000 0.86%
22 SignalPoint Asset Management, LLC 24,535 2,662,000 0.75%
23 IMA Advisory Services, Inc. 23,390 2,538,000 0.71%
24 HOWE & RUSLING INC 20,168 2,188,000 0.61%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,084 2,180,000 0.61%
26 Bank of New York Mellon Corp 19,427 2,108,000 0.59%
27 Hillswick Asset Management, LLC 16,403 1,780,000 0.50%
28 Friedenthal Financial 16,348 1,774,000 0.50%
29 Raymond James Financial Services Advisors, Inc. 14,475 1,570,000 0.44%
30 Freedom Investment Management, Inc. 13,657 1,482,000 0.42%
31 Janney Montgomery Scott LLC 12,725 1,381,000 0.39%
32 FormulaFolio Investments, LLC 10,883 1,181,000 0.33%
33 ENVESTNET ASSET MANAGEMENT INC 10,579 1,148,000 0.32%
34 Hartford Financial Management Inc. 10,190 1,106,000 0.31%
35 CITIGROUP INC 9,817 1,065,000 0.30%
36 AVALON CAPITAL MANAGEMENT 9,417 1,022,000 0.29%
37 ADVISOR GROUP, INC. 9,363 1,017,000 0.29%
38 Concert Wealth Management Inc. 9,198 994,000 0.28%
39 Pinnacle Advisory Group, Inc. 9,002 977,000 0.27%
40 ProVise Management Group, LLC 8,904 966,000 0.27%
41 Financial Architects, Inc 7,551 819,000 0.23%
42 CRIBSTONE CAPITAL MANAGEMENT, LLC 7,072 795,000 0.22%
43 FDx Advisors, Inc. 7,104 771,000 0.22%
44 STEPHENS INC /AR/ 7,019 761,000 0.21%
45 Cetera Advisor Networks LLC 6,353 690,000 0.19%
46 Orion Porfolio Solutions, LLC 6,334 687,000 0.19%
47 CYPRESS CAPITAL MANAGEMENT LLC 5,870 637,000 0.18%
48 Ashfield Capital Partners, LLC 5,350 580,000 0.16%
49 CAHILL FINANCIAL ADVISORS INC 4,836 525,000 0.15%
50 VALLEY NATIONAL ADVISERS INC 4,784 519,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.