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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 77 Institutional holders with a total value of $206,726,524.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 437,767 37,272,000 18.03%
2 ROYAL BANK OF CANADA 222,987 18,984,000 9.18%
3 Destination Wealth Management 209,632 17,848,000 8.63%
4 MORGAN STANLEY 175,322 14,927,000 7.22%
5 CREDIT SUISSE AG/ 160,891 13,698,000 6.63%
6 CYPRESS CAPITAL MANAGEMENT LLC 156,300 13,307,000 6.44%
7 JANE STREET GROUP, LLC 100,251 8,535,000 4.13%
8 New England Investment & Retirement Group, Inc. 96,519 8,218,000 3.98%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 81,172 6,911,000 3.34%
10 WELLS FARGO & COMPANY/MN 80,686 6,870,000 3.32%
11 UBS Group AG 52,978 4,511,000 2.18%
12 GOLDMAN SACHS GROUP INC 46,169 3,931,000 1.90%
13 CITADEL ADVISORS LLC 39,947 3,402,000 1.65%
14 Hartford Financial Management Inc. 38,108 3,244,000 1.57%
15 Commonwealth Equity Services, Inc 37,737 3,213,000 1.55%
16 LPL Financial LLC 35,888 3,166,000 1.53%
17 Ironsides Asset Advisors, LLC 34,989 2,979,000 1.44%
18 RAYMOND JAMES & ASSOCIATES 31,831 2,710,000 1.31%
19 Country Club Trust Company, n.a. 28,630 2,437,000 1.18%
20 HighTower Advisors, LLC 27,774 2,363,000 1.14%
21 HOWE & RUSLING INC 20,207 1,720,000 0.83%
22 AMERICAN INTERNATIONAL GROUP, INC. 19,684 1,676,000 0.81%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,307 1,644,000 0.80%
24 Pinnacle Advisory Group, Inc. 18,250 1,553,000 0.75%
25 Blue Edge Capital, LLC 17,483 1,487,736 0.72%
26 Hillswick Asset Management, LLC 16,746 1,426,000 0.69%
27 SG Americas Securities, LLC 16,661 1,419,000 0.69%
28 Bank of New York Mellon Corp 16,226 1,381,000 0.67%
29 STIFEL FINANCIAL CORP 15,448 1,315,000 0.64%
30 HRT FINANCIAL LP 13,937 1,186,000 0.57%
31 Tower Research Capital LLC (TRC) 13,329 1,135,000 0.55%
32 ProVise Management Group, LLC 12,875 1,094,000 0.53%
33 Nan Shan Life Insurance Co., Ltd. 12,214 1,040,000 0.50%
34 Psagot Value Holdings Ltd. 11,700 996,000 0.48%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,598 987,000 0.48%
36 Ashfield Capital Partners, LLC 9,846 838,000 0.41%
37 Orion Porfolio Solutions, LLC 9,328 794,000 0.38%
38 Concert Wealth Management Inc. 7,150 609,000 0.29%
39 M&T BANK CORP 6,572 560,000 0.27%
40 Financial Architects, Inc 6,412 546,000 0.26%
41 Cetera Advisor Networks LLC 5,764 493,000 0.24%
42 VALLEY NATIONAL ADVISERS INC 5,234 446,000 0.22%
43 CAHILL FINANCIAL ADVISORS INC 4,816 411,000 0.20%
44 Virtu KCG Holdings LLC 4,415 376,000 0.18%
45 OLD NATIONAL BANCORP /IN/ 4,109 350,000 0.17%
46 Bank Pictet & Cie (Europe) AG 3,500 298,000 0.14%
47 Strategic Advisors LLC 3,251 277,000 0.13%
48 NORTHERN TRUST CORP 2,945 251,000 0.12%
49 ENVESTNET ASSET MANAGEMENT INC 2,906 247,000 0.12%
50 Janney Montgomery Scott LLC 2,835 241,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.