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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 79 Institutional holders with a total value of $311,677,372.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Pinnacle Advisory Group, Inc. 658,272 59,744,000 19.17%
2 WELLS FARGO & COMPANY/MN 303,428 27,540,000 8.84%
3 BANK OF AMERICA CORP /DE/ 279,418 25,360,000 8.14%
4 ROYAL BANK OF CANADA 249,333 22,629,000 7.26%
5 New England Investment & Retirement Group, Inc. 225,342 20,452,000 6.56%
6 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 221,887 20,138,000 6.46%
7 Destination Wealth Management 220,416 20,005,000 6.42%
8 MORGAN STANLEY 206,020 18,699,000 6.00%
9 LAZARD ASSET MANAGEMENT LLC 134,015 12,163,000 3.90%
10 CYPRESS CAPITAL MANAGEMENT LLC 114,540 10,396,000 3.34%
11 STIFEL FINANCIAL CORP 100,610 9,131,000 2.93%
12 BBVA USA Bancshares, Inc. 89,740 8,145,000 2.61%
13 Somerset Trust Co 48,531 4,405,000 1.41%
14 LPL Financial LLC 47,253 4,289,000 1.38%
15 Spectrum Asset Management, Inc. (NB/CA) 43,260 3,926,000 1.26%
16 DEUTSCHE BANK AG\ 41,220 3,741,000 1.20%
17 Country Club Trust Company, n.a. 40,990 3,720,000 1.19%
18 Ironsides Asset Advisors, LLC 37,314 3,387,000 1.09%
19 BECK CAPITAL MANAGEMENT, LLC 30,732 2,789,000 0.89%
20 UBS Group AG 25,334 2,299,000 0.74%
21 RAYMOND JAMES & ASSOCIATES 23,690 2,150,000 0.69%
22 HighTower Advisors, LLC 22,404 2,033,000 0.65%
23 ProVise Management Group, LLC 21,604 1,961,000 0.63%
24 Hillswick Asset Management, LLC 17,602 1,598,000 0.51%
25 HOWE & RUSLING INC 16,893 1,533,000 0.49%
26 Blue Edge Capital, LLC 16,836 1,528,035 0.49%
27 Hartford Financial Management Inc. 15,598 1,415,000 0.45%
28 Bank of New York Mellon Corp 14,002 1,270,000 0.41%
29 AMERICAN INTERNATIONAL GROUP, INC. 12,886 1,169,533 0.38%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,758 1,158,000 0.37%
31 Transamerica Financial Advisors, LLC 11,584 1,052,000 0.34%
32 Orion Porfolio Solutions, LLC 10,379 942,000 0.30%
33 Concert Wealth Management Inc. 7,746 701,000 0.22%
34 LVW Advisors, LLC 7,005 636,000 0.20%
35 M&T BANK CORP 6,544 594,000 0.19%
36 First Allied Advisory Services, Inc. 6,393 581,000 0.19%
37 Financial Architects, Inc 6,221 565,000 0.18%
38 BAROMETER CAPITAL MANAGEMENT INC. 6,100 554,000 0.18%
39 OLD NATIONAL BANCORP /IN/ 5,442 494,000 0.16%
40 CAHILL FINANCIAL ADVISORS INC 4,750 432,000 0.14%
41 Cetera Advisor Networks LLC 4,737 430,000 0.14%
42 MANAGED ACCOUNT ADVISORS LLC 4,492 408,000 0.13%
43 AMERIPRISE FINANCIAL INC 4,356 395,000 0.13%
44 BARCLAYS PLC 4,230 381,000 0.12%
45 Smith & Howard Wealth Management, LLC 3,795 344,000 0.11%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,405 309,000 0.10%
47 ENVESTNET ASSET MANAGEMENT INC 3,226 293,000 0.09%
48 CITIGROUP INC 3,064 278,000 0.09%
49 Cambridge Investment Research Advisors, Inc. 3,049 277,000 0.09%
50 Savant Capital, LLC 2,999 272,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.