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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 63 Institutional holders with a total value of $213,753,184.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Vantage Investment Advisors, LLC 4 0 0.00%
2 Winslow, Evans & Crocker, Inc. 21 1,760 0.00%
3 Tradewinds Capital Management, LLC 38 3,000 0.00%
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 92 8,000 0.00%
5 Apriem Advisors 100 8,000 0.00%
6 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 112 9,000 0.00%
7 B. Riley Wealth Advisors, Inc. 150 12,569 0.01%
8 Pinnacle Summer Investments, Inc. 160 13,000 0.01%
9 BANK OF MONTREAL /CAN/ 195 16,000 0.01%
10 Focused Wealth Management, Inc 200 17,000 0.01%
11 WESTPORT RESOURCES MANAGEMENT INC 277 23,000 0.01%
12 CENTRAL TRUST Co 345 29,000 0.01%
13 MANAGED ACCOUNT ADVISORS LLC 380 32,000 0.01%
14 Creative Planning 459 38,000 0.02%
15 Advisors Preferred, LLC 480 40,219 0.02%
16 OPTIMUM INVESTMENT ADVISORS 518 43,000 0.02%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 540 45,000 0.02%
18 D.A. DAVIDSON & CO. 600 50,000 0.02%
19 STRINGER ASSET MANAGEMENT, LLC 744 62,000 0.03%
20 MSI Financial Services Inc 800 67,000 0.03%
21 GLENMEDE TRUST CO NA 1,360 113,000 0.05%
22 CITIGROUP INC 1,500 126,000 0.06%
23 DEUTSCHE BANK AG\ 2,175 181,000 0.08%
24 Ashfield Capital Partners, LLC 2,450 205,000 0.10%
25 Robert W. Baird & Co. Inc 2,560 215,000 0.10%
26 ENVESTNET ASSET MANAGEMENT INC 2,575 216,000 0.10%
27 Smith & Howard Wealth Management, LLC 3,520 295,000 0.14%
28 AMERIPRISE FINANCIAL INC 4,062 340,000 0.16%
29 CAHILL FINANCIAL ADVISORS INC 4,099 344,000 0.16%
30 Financial Architects, Inc 4,735 397,000 0.19%
31 Cetera Advisor Networks LLC 4,806 402,000 0.19%
32 First Allied Advisory Services, Inc. 5,645 472,000 0.22%
33 OLD NATIONAL BANCORP /IN/ 5,750 482,000 0.23%
34 Concert Wealth Management Inc. 6,572 540,000 0.25%
35 Strategic Advisors LLC 6,543 548,000 0.26%
36 HighTower Advisors, LLC 9,114 764,000 0.36%
37 AMERICAN INTERNATIONAL GROUP, INC. 10,133 849,044 0.40%
38 Orion Porfolio Solutions, LLC 10,184 853,000 0.40%
39 Transamerica Financial Advisors, LLC 10,355 868,000 0.41%
40 Hartford Financial Management Inc. 12,191 1,021,000 0.48%
41 Friedenthal Financial 13,392 1,122,000 0.52%
42 Bank of New York Mellon Corp 14,001 1,173,000 0.55%
43 CYPRESS CAPITAL MANAGEMENT LLC 16,080 1,347,000 0.63%
44 HOWE & RUSLING INC 16,401 1,374,000 0.64%
45 BAROMETER CAPITAL MANAGEMENT INC. 16,800 1,408,000 0.66%
46 Blue Edge Capital, LLC 16,990 1,423,592 0.67%
47 BECK CAPITAL MANAGEMENT, LLC 17,381 1,456,000 0.68%
48 STIFEL FINANCIAL CORP 20,983 1,758,000 0.82%
49 JANE STREET GROUP, LLC 21,498 1,801,000 0.84%
50 LPL Financial LLC 24,289 2,035,000 0.95%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.