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Guggenheim S&P Smallcap 600 Equal Weight ETF
Guggenheim S&P Smallcap 600 Equal Weight ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 14 Institutional holders with a total value of $7,245,223.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 46,755 2,164,000 29.87%
2 LPL Financial LLC 37,210 1,722,000 23.77%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,662 1,419,000 19.59%
4 UBS AG 9,850 456,000 6.29%
5 AMERICAN INTERNATIONAL GROUP, INC. 8,475 392,223 5.41%
6 AMERIPRISE FINANCIAL INC 7,988 370,000 5.11%
7 BANK OF AMERICA CORP /DE/ 7,293 338,000 4.67%
8 Cambridge Investment Research Advisors, Inc. 4,533 210,000 2.90%
9 ROYAL BANK OF CANADA 1,775 82,000 1.13%
10 M&T BANK CORP 1,756 81,000 1.12%
11 Tower Research Capital LLC (TRC) 200 9,000 0.12%
12 WealthTrust Fairport, LLC 35 2,000 0.03%
13 WELLS FARGO & COMPANY/MN 1 0 0.00%
14 ADVISORY RESEARCH INC 8 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.