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Guggenheim S&P Smallcap 600 Equal Weight ETF
Guggenheim S&P Smallcap 600 Equal Weight ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 12 Institutional holders with a total value of $11,245,761.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 111,531 4,766,000 42.38%
2 MORGAN STANLEY 46,177 1,974,000 17.55%
3 LPL Financial LLC 35,255 1,478,000 13.14%
4 BANK OF AMERICA CORP /DE/ 25,428 1,087,000 9.67%
5 Virtu KCG Holdings LLC 15,051 643,000 5.72%
6 AMERICAN INTERNATIONAL GROUP, INC. 11,883 507,761 4.52%
7 UBS AG 9,455 404,000 3.59%
8 Commonwealth Equity Services, Inc 5,283 226,000 2.01%
9 ROYAL BANK OF CANADA 3,623 155,000 1.38%
10 NEXT Financial Group, Inc 100 4,000 0.04%
11 WealthTrust Fairport, LLC 35 1,000 0.01%
12 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.