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Guggenheim S&P Smallcap 600 Equal Weight ETF
Guggenheim S&P Smallcap 600 Equal Weight ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 22 Institutional holders with a total value of $20,772,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 190,932 7,668,000 36.92%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 87,256 3,504,000 16.87%
3 HighTower Advisors, LLC 76,746 3,087,000 14.86%
4 MORGAN STANLEY 68,073 2,734,000 13.16%
5 LPL Financial LLC 41,420 1,625,000 7.82%
6 Commonwealth Equity Services, Inc 13,225 531,000 2.56%
7 BANK OF AMERICA CORP /DE/ 12,559 504,000 2.43%
8 JANE STREET GROUP, LLC 10,767 432,000 2.08%
9 Private Advisor Group, LLC 7,260 292,000 1.41%
10 ASSET DEDICATION, LLC 5,466 220,000 1.06%
11 UBS Group AG 1,562 63,000 0.30%
12 ROYAL BANK OF CANADA 620 25,000 0.12%
13 Apriem Advisors 600 24,000 0.12%
14 Tower Research Capital LLC (TRC) 600 24,000 0.12%
15 AMERICAN INTERNATIONAL GROUP, INC. 250 10,000 0.05%
16 ALLEGIS INVESTMENT ADVISORS, LLC 225 9,000 0.04%
17 INTEGRATED WEALTH MANAGEMENT 200 8,000 0.04%
18 MSI Financial Services Inc 200 8,000 0.04%
19 NEXT Financial Group, Inc 100 4,000 0.02%
20 WELLS FARGO & COMPANY/MN 3 0 0.00%
21 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 10 0 0.00%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.