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Guggenheim S&P Smallcap 600 Equal Weight ETF
Guggenheim S&P Smallcap 600 Equal Weight ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 18 Institutional holders with a total value of $19,679,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 190,828 7,846,000 39.87%
2 HighTower Advisors, LLC 98,530 4,053,000 20.60%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 79,117 3,253,000 16.53%
4 MORGAN STANLEY 23,816 979,000 4.97%
5 LPL Financial LLC 17,471 718,000 3.65%
6 UBS Group AG 15,725 647,000 3.29%
7 ASSET DEDICATION, LLC 13,584 540,000 2.74%
8 Commonwealth Equity Services, Inc 11,766 484,000 2.46%
9 JANE STREET GROUP, LLC 8,305 341,000 1.73%
10 CITADEL ADVISORS LLC 7,418 305,000 1.55%
11 Private Advisor Group, LLC 6,147 253,000 1.29%
12 BANK OF AMERICA CORP /DE/ 5,299 218,000 1.11%
13 MSI Financial Services Inc 485 20,000 0.10%
14 ADVISOR GROUP, INC. 250 10,000 0.05%
15 INTEGRATED WEALTH MANAGEMENT 200 8,000 0.04%
16 NEXT Financial Group, Inc 100 4,000 0.02%
17 Parallax Volatility Advisers, L.P. 1 0 0.00%
18 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.