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Guggenheim S&P Smallcap 600 Equal Weight ETF
Guggenheim S&P Smallcap 600 Equal Weight ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 19 Institutional holders with a total value of $16,867,969.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 190,892 8,829,000 52.34%
2 BANK OF AMERICA CORP /DE/ 37,608 1,739,000 10.31%
3 LPL Financial LLC 30,113 1,395,000 8.27%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,610 1,369,000 8.12%
5 CITY NATIONAL BANK 23,000 1,064,000 6.31%
6 MORGAN STANLEY 16,967 785,000 4.65%
7 AMERICAN INTERNATIONAL GROUP, INC. 14,075 650,969 3.86%
8 J.P. Morgan Private Wealth Advisors LLC 7,383 341,000 2.02%
9 Commonwealth Equity Services, Inc 7,330 339,000 2.01%
10 ROYAL BANK OF CANADA 2,800 129,000 0.76%
11 UBS Group AG 1,821 84,000 0.50%
12 MARINER WEALTH ADVISORS-NYC, LLC 1,584 73,000 0.43%
13 Apriem Advisors 600 28,000 0.17%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 392 18,000 0.11%
15 Ironwood Financial, llc 245 11,000 0.07%
16 INTEGRATED WEALTH MANAGEMENT 200 9,000 0.05%
17 NEXT Financial Group, Inc 100 4,000 0.02%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%
19 WELLS FARGO & COMPANY/MN 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.