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Guggenheim S&P Smallcap 600 Equal Weight ETF
Guggenheim S&P Smallcap 600 Equal Weight ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 20 Institutional holders with a total value of $18,597,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 190,932 7,461,000 40.12%
2 HighTower Advisors, LLC 80,334 3,136,000 16.86%
3 MORGAN STANLEY 79,086 3,090,000 16.62%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,413 1,032,000 5.55%
5 LPL Financial LLC 23,884 980,000 5.27%
6 CITY NATIONAL BANK 23,000 898,000 4.83%
7 AMERICAN INTERNATIONAL GROUP, INC. 15,215 594,000 3.19%
8 Commonwealth Equity Services, Inc 13,300 520,000 2.80%
9 UBS Group AG 7,371 288,000 1.55%
10 BANK OF AMERICA CORP /DE/ 6,103 238,000 1.28%
11 AMERIPRISE FINANCIAL INC 5,481 214,000 1.15%
12 ROYAL BANK OF CANADA 2,090 82,000 0.44%
13 Apriem Advisors 600 23,000 0.12%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 392 15,000 0.08%
15 Ironwood Financial, llc 245 10,000 0.05%
16 INTEGRATED WEALTH MANAGEMENT 200 8,000 0.04%
17 Tower Research Capital LLC (TRC) 140 5,000 0.03%
18 NEXT Financial Group, Inc 100 3,000 0.02%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%
20 WELLS FARGO & COMPANY/MN 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.