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Guggenheim S&P Smallcap 600 Equal Weight ETF
Guggenheim S&P Smallcap 600 Equal Weight ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 22 Institutional holders with a total value of $28,227,155.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 190,932 8,773,000 31.08%
2 VICUS CAPITAL 171,893 7,898,000 27.98%
3 HighTower Advisors, LLC 69,084 3,174,000 11.24%
4 BANK OF AMERICA CORP /DE/ 35,101 1,613,000 5.71%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,893 1,374,000 4.87%
6 LPL Financial LLC 25,643 1,161,000 4.11%
7 CITY NATIONAL BANK 23,000 1,056,000 3.74%
8 MORGAN STANLEY 16,965 779,000 2.76%
9 AMERICAN INTERNATIONAL GROUP, INC. 14,715 676,155 2.40%
10 Commonwealth Equity Services, Inc 8,968 412,000 1.46%
11 J.P. Morgan Private Wealth Advisors LLC 7,383 339,000 1.20%
12 UBS Group AG 5,636 259,000 0.92%
13 JANE STREET GROUP, LLC 5,128 236,000 0.84%
14 Cambridge Investment Research Advisors, Inc. 4,701 216,000 0.77%
15 ROYAL BANK OF CANADA 4,157 191,000 0.68%
16 Apriem Advisors 600 28,000 0.10%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 392 18,000 0.06%
18 Ironwood Financial, llc 245 11,000 0.04%
19 INTEGRATED WEALTH MANAGEMENT 200 9,000 0.03%
20 NEXT Financial Group, Inc 100 4,000 0.01%
21 WELLS FARGO & COMPANY/MN 3 0 0.00%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.