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Guggenheim S&P Smallcap 600 Equal Weight ETF
Guggenheim S&P Smallcap 600 Equal Weight ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 20 Institutional holders with a total value of $17,826,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 4 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 10 0 0.00%
4 NEXT Financial Group, Inc 100 3,000 0.02%
5 MSI Financial Services Inc 200 8,000 0.04%
6 INTEGRATED WEALTH MANAGEMENT 200 8,000 0.04%
7 AMERICAN INTERNATIONAL GROUP, INC. 250 10,000 0.06%
8 Tower Research Capital LLC (TRC) 601 24,000 0.13%
9 Private Advisor Group, LLC 6,591 270,000 1.51%
10 CITADEL ADVISORS LLC 7,087 283,000 1.59%
11 BANK OF AMERICA CORP /DE/ 7,350 293,000 1.64%
12 JANE STREET GROUP, LLC 9,515 379,000 2.13%
13 Commonwealth Equity Services, Inc 12,330 492,000 2.76%
14 ASSET DEDICATION, LLC 13,585 542,000 3.04%
15 UBS Group AG 14,537 580,000 3.25%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,074 761,000 4.27%
17 MORGAN STANLEY 24,377 972,000 5.45%
18 LPL Financial LLC 43,064 1,680,000 9.42%
19 HighTower Advisors, LLC 97,907 3,910,000 21.93%
20 GOLDMAN SACHS GROUP INC 190,828 7,611,000 42.70%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.