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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 22 Institutional holders with a total value of $44,854,140.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 182,609 15,121,000 33.71%
2 LPL Financial LLC 170,969 14,157,000 31.56%
3 BANK OF AMERICA CORP /DE/ 35,007 2,899,000 6.46%
4 ROYAL BANK OF CANADA 32,847 2,719,000 6.06%
5 Virtu KCG Holdings LLC 21,167 1,753,000 3.91%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,769 1,554,000 3.46%
7 MORGAN STANLEY 15,215 1,260,000 2.81%
8 RAYMOND JAMES & ASSOCIATES 14,051 1,163,000 2.59%
9 Pinnacle Advisory Group, Inc. 8,945 741,000 1.65%
10 UBS AG 6,612 548,000 1.22%
11 STIFEL FINANCIAL CORP 6,237 516,000 1.15%
12 JPMORGAN CHASE & CO 5,952 493,000 1.10%
13 JANE STREET GROUP, LLC 4,575 379,000 0.84%
14 SII INVESTMENTS INC/WI 4,480 354,000 0.79%
15 ProVise Management Group, LLC 3,682 305,000 0.68%
16 Somerset Group LLC 3,636 301,000 0.67%
17 Concert Wealth Management Inc. 3,642 296,000 0.66%
18 WELLS FARGO & COMPANY/MN 1,929 160,000 0.36%
19 B. Riley Wealth Management, Inc. 772 64,000 0.14%
20 PRIVATE TRUST CO NA 570 47,000 0.10%
21 DEUTSCHE BANK AG\ 250 20,000 0.04%
22 AMERICAN INTERNATIONAL GROUP, INC. 50 4,140 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.