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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 25 Institutional holders with a total value of $46,003,332.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 194,123 17,558,000 38.17%
2 JANE STREET GROUP, LLC 108,321 9,798,000 21.30%
3 BANK OF AMERICA CORP /DE/ 61,902 5,599,000 12.17%
4 ROYAL BANK OF CANADA 31,354 2,836,000 6.16%
5 MORGAN STANLEY 26,513 2,398,000 5.21%
6 RAYMOND JAMES & ASSOCIATES 17,067 1,544,000 3.36%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,487 1,491,000 3.24%
8 UBS Group AG 8,791 795,000 1.73%
9 Pinnacle Advisory Group, Inc. 8,655 782,000 1.70%
10 HighTower Advisors, LLC 8,377 758,000 1.65%
11 JPMORGAN CHASE & CO 5,740 519,000 1.13%
12 ProVise Management Group, LLC 4,977 450,000 0.98%
13 BARCLAYS PLC 4,220 381,000 0.83%
14 Somerset Group LLC 3,026 274,000 0.60%
15 Virtu KCG Holdings LLC 2,737 248,000 0.54%
16 AMERICAN INTERNATIONAL GROUP, INC. 2,049 185,332 0.40%
17 Financial Architects, Inc 2,000 181,000 0.39%
18 Tower Research Capital LLC (TRC) 1,050 95,000 0.21%
19 WELLS FARGO & COMPANY/MN 523 47,000 0.10%
20 NEW ENGLAND SECURITIES CORP /MA/ 255 23,000 0.05%
21 DEUTSCHE BANK AG\ 250 22,000 0.05%
22 Creative Planning 100 9,000 0.02%
23 B. Riley Wealth Advisors, Inc. 60 5,000 0.01%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 52 5,000 0.01%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.