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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 23 Institutional holders with a total value of $53,799,263.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 186,908 15,936,000 29.62%
2 LPL Financial LLC 183,199 15,302,000 28.44%
3 ROYAL BANK OF CANADA 82,732 7,054,000 13.11%
4 BANK OF AMERICA CORP /DE/ 48,239 4,113,000 7.65%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,278 2,667,000 4.96%
6 MORGAN STANLEY 25,134 2,143,000 3.98%
7 RAYMOND JAMES & ASSOCIATES 17,384 1,482,000 2.75%
8 Pinnacle Advisory Group, Inc. 8,655 737,000 1.37%
9 UBS AG 8,407 717,000 1.33%
10 JPMORGAN CHASE & CO 6,359 542,000 1.01%
11 STIFEL FINANCIAL CORP 6,293 537,000 1.00%
12 ProVise Management Group, LLC 4,922 420,000 0.78%
13 SG Americas Securities, LLC 4,681 399,000 0.74%
14 SII INVESTMENTS INC/WI 4,481 381,000 0.71%
15 BARCLAYS PLC 3,920 334,000 0.62%
16 Concert Wealth Management Inc. 3,765 321,000 0.60%
17 Somerset Group LLC 3,636 310,000 0.58%
18 Financial Architects, Inc 2,000 171,000 0.32%
19 WELLS FARGO & COMPANY/MN 1,762 150,000 0.28%
20 PRIVATE TRUST CO NA 570 49,000 0.09%
21 DEUTSCHE BANK AG\ 250 21,000 0.04%
22 AMERIPRISE FINANCIAL INC 100 9,000 0.02%
23 AMERICAN INTERNATIONAL GROUP, INC. 50 4,263 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.