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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 24 Institutional holders with a total value of $49,047,665.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 198,302 17,643,000 35.97%
2 BANK OF AMERICA CORP /DE/ 89,085 8,008,000 16.33%
3 RAYMOND JAMES & ASSOCIATES 88,670 7,971,000 16.25%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,789 3,127,000 6.38%
5 MORGAN STANLEY 33,406 3,003,000 6.12%
6 ProVise Management Group, LLC 26,033 2,340,000 4.77%
7 JANE STREET GROUP, LLC 18,405 1,654,000 3.37%
8 HighTower Advisors, LLC 9,315 837,000 1.71%
9 Pinnacle Advisory Group, Inc. 8,655 778,000 1.59%
10 UBS Group AG 8,546 768,000 1.57%
11 ROYAL BANK OF CANADA 7,958 716,000 1.46%
12 AMERICAN INTERNATIONAL GROUP, INC. 6,037 542,665 1.11%
13 First Allied Advisory Services, Inc. 3,974 357,000 0.73%
14 Virtu KCG Holdings LLC 3,446 310,000 0.63%
15 ENVESTNET ASSET MANAGEMENT INC 3,143 283,000 0.58%
16 Somerset Group LLC 2,691 242,000 0.49%
17 WELLS FARGO & COMPANY/MN 2,098 188,000 0.38%
18 Financial Architects, Inc 2,000 180,000 0.37%
19 MSI Financial Services Inc 342 31,000 0.06%
20 Tower Research Capital LLC (TRC) 323 29,000 0.06%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 244 22,000 0.04%
22 CITIGROUP INC 118 11,000 0.02%
23 PNC FINANCIAL SERVICES GROUP, INC. 82 7,000 0.01%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.