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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 30 Institutional holders with a total value of $56,840,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 295,211 25,933,000 45.62%
2 BANK OF AMERICA CORP /DE/ 67,983 5,972,000 10.51%
3 WELLS FARGO & COMPANY/MN 52,823 4,640,000 8.16%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,247 3,799,000 6.68%
5 JANE STREET GROUP, LLC 23,894 2,099,000 3.69%
6 Virtu KCG Holdings LLC 18,815 1,653,000 2.91%
7 SG Americas Securities, LLC 16,005 1,406,000 2.47%
8 SOCIETE GENERALE 16,005 1,406,000 2.47%
9 HighTower Advisors, LLC 14,197 1,253,000 2.20%
10 Bison Wealth, LLC 13,835 1,215,000 2.14%
11 MORGAN STANLEY 13,668 1,201,000 2.11%
12 ProVise Management Group, LLC 13,125 1,153,000 2.03%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,191 979,000 1.72%
14 UBS Group AG 8,131 714,000 1.26%
15 LPL Financial LLC 7,057 617,000 1.09%
16 Friedenthal Financial 5,256 462,000 0.81%
17 Raymond James Financial Services Advisors, Inc. 4,340 381,000 0.67%
18 ADVISOR GROUP, INC. 4,072 357,000 0.63%
19 RAYMOND JAMES & ASSOCIATES 4,019 353,000 0.62%
20 Argentus Capital Management, LLC 3,445 303,000 0.53%
21 First Allied Advisory Services, Inc. 2,827 247,000 0.43%
22 Cambridge Investment Research Advisors, Inc. 2,620 230,000 0.40%
23 ENVESTNET ASSET MANAGEMENT INC 2,487 218,000 0.38%
24 ROYAL BANK OF CANADA 1,278 112,000 0.20%
25 ASSET DEDICATION, LLC 1,053 92,000 0.16%
26 CITIGROUP INC 325 29,000 0.05%
27 PNC FINANCIAL SERVICES GROUP, INC. 83 7,000 0.01%
28 Advisory Services Network, LLC 60 5,000 0.01%
29 MSI Financial Services Inc 45 4,000 0.01%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.