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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 37 Institutional holders with a total value of $76,315,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 212,255 21,041,000 27.57%
2 WELLS FARGO & COMPANY/MN 110,806 10,985,000 14.39%
3 Quantitative Advantage, LLC 66,249 6,567,000 8.61%
4 BANK OF AMERICA CORP /DE/ 63,312 6,276,000 8.22%
5 MORGAN STANLEY 35,649 3,534,000 4.63%
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 28,761 2,851,000 3.74%
7 CITADEL ADVISORS LLC 26,480 2,625,000 3.44%
8 UBS Group AG 24,993 2,478,000 3.25%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,762 2,157,000 2.83%
10 ASPIRIANT, LLC 17,300 1,715,000 2.25%
11 SG Americas Securities, LLC 14,773 1,464,000 1.92%
12 HighTower Advisors, LLC 13,958 1,385,000 1.81%
13 SignalPoint Asset Management, LLC 13,906 1,379,000 1.81%
14 ProVise Management Group, LLC 13,400 1,328,000 1.74%
15 ROYAL BANK OF CANADA 13,053 1,294,000 1.70%
16 JANE STREET GROUP, LLC 11,090 1,099,000 1.44%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,900 1,080,000 1.42%
18 LPL Financial LLC 9,626 961,000 1.26%
19 Friedenthal Financial 9,307 923,000 1.21%
20 Freedom Investment Management, Inc. 7,794 773,000 1.01%
21 FDx Advisors, Inc. 7,160 710,000 0.93%
22 RAYMOND JAMES & ASSOCIATES 7,047 699,000 0.92%
23 STIFEL FINANCIAL CORP 6,613 655,000 0.86%
24 ADVISOR GROUP, INC. 5,515 547,000 0.72%
25 Raymond James Financial Services Advisors, Inc. 4,594 455,000 0.60%
26 Prospera Financial Services Inc 4,400 438,000 0.57%
27 Sequoia Financial Advisors, LLC 2,895 287,000 0.38%
28 J.P. Morgan Private Wealth Advisors LLC 2,642 262,000 0.34%
29 Liberty Capital Management, Inc. 1,535 155,000 0.20%
30 ASSET DEDICATION, LLC 1,053 104,000 0.14%
31 MSI Financial Services Inc 333 33,000 0.04%
32 CITIGROUP INC 325 32,000 0.04%
33 Creative Planning 106 11,000 0.01%
34 PNC FINANCIAL SERVICES GROUP, INC. 84 8,000 0.01%
35 IFP ADVISORS, INC 40 4,000 0.01%
36 ASSETMARK, INC 2 0 0.00%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.