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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 26 Institutional holders with a total value of $62,531,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 472,454 38,548,000 61.65%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 77,250 6,409,000 10.25%
3 BANK OF AMERICA CORP /DE/ 66,612 5,526,000 8.84%
4 CITADEL ADVISORS LLC 31,728 2,632,000 4.21%
5 MORGAN STANLEY 28,809 2,390,000 3.82%
6 JANE STREET GROUP, LLC 14,672 1,217,000 1.95%
7 HighTower Advisors, LLC 12,715 1,047,000 1.67%
8 UBS Group AG 11,605 963,000 1.54%
9 Virtu KCG Holdings LLC 9,427 782,000 1.25%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,430 617,000 0.99%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,221 599,000 0.96%
12 ProVise Management Group, LLC 4,503 374,000 0.60%
13 GW HENSSLER & ASSOCIATES LTD 3,614 300,000 0.48%
14 JPMORGAN CHASE & CO 3,459 287,000 0.46%
15 AMERICAN INTERNATIONAL GROUP, INC. 3,442 286,000 0.46%
16 ROYAL BANK OF CANADA 2,662 221,000 0.35%
17 WELLS FARGO & COMPANY/MN 1,393 116,000 0.19%
18 ASSET DEDICATION, LLC 1,053 87,000 0.14%
19 Tower Research Capital LLC (TRC) 532 44,000 0.07%
20 CITIGROUP INC 438 36,000 0.06%
21 MSI Financial Services Inc 300 25,000 0.04%
22 Creative Planning 100 8,000 0.01%
23 PNC FINANCIAL SERVICES GROUP, INC. 83 7,000 0.01%
24 Advisory Services Network, LLC 59 5,000 0.01%
25 NEWFOUND RESEARCH LLC 57 5,000 0.01%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.