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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $55,370,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Concert Wealth Management Inc. 63 6,000 0.01%
3 Advisory Services Network, LLC 60 6,000 0.01%
4 PNC FINANCIAL SERVICES GROUP, INC. 84 8,000 0.01%
5 MSI Financial Services Inc 262 24,000 0.04%
6 CITIGROUP INC 325 30,000 0.05%
7 Advisory Alpha, LLC 708 66,000 0.12%
8 Mariner, LLC 812 76,000 0.14%
9 ASSET DEDICATION, LLC 1,053 98,000 0.18%
10 ROYAL BANK OF CANADA 1,182 110,000 0.20%
11 Liberty Capital Management, Inc. 1,810 167,000 0.30%
12 First Allied Advisory Services, Inc. 2,566 239,000 0.43%
13 Argentus Capital Management, LLC 3,412 318,000 0.57%
14 ENVESTNET ASSET MANAGEMENT INC 3,473 324,000 0.59%
15 Sigma Planning Corp 3,910 364,000 0.66%
16 Raymond James Financial Services Advisors, Inc. 4,288 400,000 0.72%
17 ADVISOR GROUP, INC. 4,388 409,000 0.74%
18 RAYMOND JAMES & ASSOCIATES 5,205 485,000 0.88%
19 Friedenthal Financial 6,352 592,000 1.07%
20 LPL Financial LLC 7,696 712,000 1.29%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,730 721,000 1.30%
22 UBS Group AG 8,357 779,000 1.41%
23 Cambridge Investment Research Advisors, Inc. 13,171 1,228,000 2.22%
24 MORGAN STANLEY 14,040 1,309,000 2.36%
25 ProVise Management Group, LLC 14,052 1,310,000 2.37%
26 HighTower Advisors, LLC 14,268 1,329,000 2.40%
27 ASPIRIANT, LLC 17,535 1,635,000 2.95%
28 SG Americas Securities, LLC 27,924 2,603,000 4.70%
29 BANK OF AMERICA CORP /DE/ 31,388 2,926,000 5.28%
30 UNITED CAPITAL FINANCIAL ADVISORS, LLC 43,330 4,039,000 7.29%
31 WELLS FARGO & COMPANY/MN 74,570 6,951,000 12.55%
32 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 280,043 26,106,000 47.15%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.