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SPROTT FOCUS TR INC COM
SPROTT FOCUS TR INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 32 Institutional holders with a total value of $35,443,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 6 0 0.00%
2 Tower Research Capital LLC (TRC) 1 0 0.00%
3 US BANCORP \DE\ 935 7,000 0.02%
4 HUNTINGTON NATIONAL BANK 885 7,000 0.02%
5 WHITTIER TRUST CO 1,065 8,000 0.02%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,866 21,000 0.06%
7 PARALLEL ADVISORS, LLC 6,625 50,000 0.14%
8 LPL Financial LLC 12,791 95,000 0.27%
9 Commonwealth Equity Services, Inc 12,773 95,000 0.27%
10 PNC FINANCIAL SERVICES GROUP, INC. 16,578 124,000 0.35%
11 HL FINANCIAL SERVICES LLC 16,710 124,000 0.35%
12 HighTower Advisors, LLC 18,869 140,000 0.40%
13 RAYMOND JAMES & ASSOCIATES 21,109 157,000 0.44%
14 UBS Group AG 21,655 161,000 0.45%
15 Shaker Financial Services, LLC 22,470 167,000 0.47%
16 Virtu KCG Holdings LLC 23,695 176,000 0.50%
17 Invesco Ltd. 25,256 188,000 0.53%
18 CARDAN CAPITAL PARTNERS, LLC 31,986 238,000 0.67%
19 Thomas J. Herzfeld Advisors, Inc. 48,706 362,000 1.02%
20 SHUFRO ROSE & CO LLC 50,994 379,000 1.07%
21 Raymond James Financial Services Advisors, Inc. 57,217 425,000 1.20%
22 CORNERSTONE ADVISORS INC 85,068 629,000 1.77%
23 WELLS FARGO & COMPANY/MN 98,541 732,000 2.07%
24 MORGAN STANLEY 119,757 890,000 2.51%
25 ROYAL BANK OF CANADA 120,317 894,000 2.52%
26 BRINKER CAPITAL INC 125,829 935,000 2.64%
27 First Allied Advisory Services, Inc. 140,775 1,046,000 2.95%
28 BANK OF AMERICA CORP /DE/ 298,300 2,216,000 6.25%
29 1607 Capital Partners, LLC 521,279 3,873,000 10.93%
30 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 739,276 5,478,000 15.46%
31 STIFEL FINANCIAL CORP 793,626 5,899,000 16.64%
32 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,336,120 9,927,000 28.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.