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CAPRICOR THERAPEUTICS INC
CAPRICOR THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 21 Institutional holders with a total value of $3,014,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 237,589 791,000 26.24%
2 LLBH PRIVATE WEALTH MANAGEMENT, LLC 144,591 489,000 16.22%
3 VANGUARD GROUP INC 66,333 221,000 7.33%
4 JACOBS LEVY EQUITY MANAGEMENT, INC 61,730 209,000 6.93%
5 GOLDMAN SACHS GROUP INC 57,785 195,000 6.47%
6 Granite Point Capital Management, L.P. 58,050 193,000 6.40%
7 Apriem Advisors 50,000 169,000 5.61%
8 Frontier Wealth Management LLC 47,000 159,000 5.28%
9 GEODE CAPITAL MANAGEMENT, LLC 46,387 154,000 5.11%
10 Virtu KCG Holdings LLC 26,687 90,000 2.99%
11 MORGAN STANLEY 24,000 81,000 2.69%
12 BlackRock Finance, Inc. 19,197 65,000 2.16%
13 NORTHERN TRUST CORP 17,087 58,000 1.92%
14 Bank of New York Mellon Corp 14,955 51,000 1.69%
15 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 6,959 24,000 0.80%
16 ACROSPIRE INVESTMENT MANAGEMENT LLC 4,730 16,000 0.53%
17 PERCEPTIVE ADVISORS LLC 4,000 13,000 0.43%
18 BANK OF AMERICA CORP /DE/ 3,039 10,000 0.33%
19 Cordasco Financial Network 3,100 10,000 0.33%
20 UBS Group AG 2,581 9,000 0.30%
21 Financial Architects, Inc 2,000 7,000 0.23%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.