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SIERRA BANCORP
SIERRA BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 56 Institutional holders with a total value of $115,099,249.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,186,903 18,895,000 16.42%
2 PRIVATE MANAGEMENT GROUP INC 734,921 11,700,000 10.17%
3 DIMENSIONAL FUND ADVISORS LP 661,439 10,530,000 9.15%
4 BANC FUNDS CO LLC 515,807 8,212,000 7.13%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 410,413 6,534,000 5.68%
6 NORTHERN TRUST CORP 407,721 6,491,000 5.64%
7 DEPRINCE RACE & ZOLLO INC 382,926 6,096,000 5.30%
8 BlackRock Fund Advisors 347,663 5,535,000 4.81%
9 WELLS FARGO & COMPANY/MN 294,114 4,683,000 4.07%
10 VANGUARD GROUP INC 275,417 4,385,000 3.81%
11 MALTESE CAPITAL MANAGEMENT LLC 243,200 3,872,000 3.36%
12 GOLDMAN SACHS GROUP INC 216,490 3,447,000 2.99%
13 WELLINGTON MANAGEMENT GROUP LLP 213,320 3,396,000 2.95%
14 STATE STREET CORP 181,592 2,890,000 2.51%
15 JPMORGAN CHASE & CO 176,125 2,804,000 2.44%
16 BlackRock Institutional Trust Company, N.A. 122,160 1,945,000 1.69%
17 Ulysses Management LLC 120,000 1,910,400 1.66%
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 90,500 1,441,000 1.25%
19 Bank of New York Mellon Corp 65,165 1,038,000 0.90%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 56,860 905,000 0.79%
21 GEODE CAPITAL MANAGEMENT, LLC 49,137 782,000 0.68%
22 BlackRock Investment Management, LLC 42,181 672,000 0.58%
23 MORGAN STANLEY 41,684 664,000 0.58%
24 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 39,838 634,000 0.55%
25 Nationwide Fund Advisors 29,657 472,000 0.41%
26 RENAISSANCE TECHNOLOGIES LLC 24,256 386,000 0.34%
27 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 22,030 351,000 0.30%
28 DEUTSCHE BANK AG\ 20,961 333,000 0.29%
29 CREDIT SUISSE AG/ 20,711 329,000 0.29%
30 STRS OHIO 20,400 325,000 0.28%
31 Invesco Ltd. 20,062 319,000 0.28%
32 MARTINGALE ASSET MANAGEMENT L P 19,663 314,000 0.27%
33 ALLIANCEBERNSTEIN L.P. 18,799 299,000 0.26%
34 ZACKS INVESTMENT MANAGEMENT 17,014 271,000 0.24%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,900 254,000 0.22%
36 TEACHERS ADVISORS, LLC 15,064 240,000 0.21%
37 RHUMBLINE ADVISERS 14,812 236,000 0.21%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 14,385 229,000 0.20%
39 ProShare Advisors LLC 12,306 196,000 0.17%
40 BLACKTHORN INVESTMENT GROUP LLC 11,165 178,000 0.15%
41 METROPOLITAN LIFE INSURANCE CO/NY 11,076 176,000 0.15%
42 STIFEL FINANCIAL CORP 10,000 159,000 0.14%
43 BLACKROCK ADVISORS LLC 8,498 135,000 0.12%
44 AMERICAN INTERNATIONAL GROUP, INC. 8,282 131,849 0.11%
45 CITIGROUP INC 5,083 81,000 0.07%
46 RUSSELL FRANK CO/ 4,293 68,000 0.06%
47 MANAGED ACCOUNT ADVISORS LLC 2,684 43,000 0.04%
48 UBS AG 2,002 32,000 0.03%
49 PANAGORA ASSET MANAGEMENT INC 1,527 24,000 0.02%
50 AMERIPRISE FINANCIAL INC 1,300 21,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.