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SIERRA BANCORP
SIERRA BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 60 Institutional holders with a total value of $106,145,709.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 955,575 15,251,000 14.37%
2 PRIVATE MANAGEMENT GROUP INC 910,683 14,535,000 13.69%
3 DIMENSIONAL FUND ADVISORS LP 694,081 11,078,000 10.44%
4 BANC FUNDS CO LLC 490,735 7,832,000 7.38%
5 NORTHERN TRUST CORP 411,723 6,571,000 6.19%
6 VANGUARD GROUP INC 331,612 5,292,000 4.99%
7 BlackRock Fund Advisors 302,581 4,829,000 4.55%
8 BlackRock Institutional Trust Company, N.A. 246,031 3,927,000 3.70%
9 DEPRINCE RACE & ZOLLO INC 183,443 2,928,000 2.76%
10 STATE STREET CORP 177,033 2,829,000 2.67%
11 MALTESE CAPITAL MANAGEMENT LLC 158,300 2,526,000 2.38%
12 JPMORGAN CHASE & CO 151,072 2,411,000 2.27%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 140,500 2,242,000 2.11%
14 MORGAN STANLEY 128,197 2,046,000 1.93%
15 Ulysses Management LLC 124,434 1,986,000 1.87%
16 Foundry Partners, LLC 107,280 1,712,000 1.61%
17 RENAISSANCE TECHNOLOGIES LLC 97,834 1,561,000 1.47%
18 WELLS FARGO & COMPANY/MN 71,139 1,136,000 1.07%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 67,679 1,080,000 1.02%
20 Bank of New York Mellon Corp 66,411 1,060,000 1.00%
21 ROYAL BANK OF CANADA 63,403 1,012,000 0.95%
22 TIAA CREF INVESTMENT MANAGEMENT LLC 59,237 945,000 0.89%
23 GEODE CAPITAL MANAGEMENT, LLC 56,890 907,000 0.85%
24 Nationwide Fund Advisors 53,829 859,000 0.81%
25 BlackRock Investment Management, LLC 46,199 737,000 0.69%
26 PANAGORA ASSET MANAGEMENT INC 44,822 715,000 0.67%
27 LSV ASSET MANAGEMENT 44,400 708,000 0.67%
28 DEUTSCHE BANK AG\ 43,710 696,000 0.66%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 39,838 636,000 0.60%
30 STRS OHIO 32,200 513,000 0.48%
31 VICTORY CAPITAL MANAGEMENT INC 31,670 505,000 0.48%
32 Brandywine Global Investment Management, LLC 29,895 478,000 0.45%
33 PRUDENTIAL FINANCIAL INC 29,644 473,000 0.45%
34 MARTINGALE ASSET MANAGEMENT L P 27,906 447,000 0.42%
35 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 21,464 343,000 0.32%
36 WEDGE CAPITAL MANAGEMENT L L P/NC 19,400 310,000 0.29%
37 PARAMETRIC PORTFOLIO ASSOCIATES LLC 18,548 296,000 0.28%
38 Numeric Investors LLC 18,084 289,000 0.27%
39 TEACHERS ADVISORS, LLC 16,407 262,000 0.25%
40 RHUMBLINE ADVISERS 16,080 257,000 0.24%
41 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,900 254,000 0.24%
42 Invesco Ltd. 15,402 246,000 0.23%
43 MENTA CAPITAL LLC 14,812 236,000 0.22%
44 BlackRock Group LTD 13,119 209,000 0.20%
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 13,012 207,000 0.20%
46 NEW YORK STATE COMMON RETIREMENT FUND 10,800 172,000 0.16%
47 METROPOLITAN LIFE INSURANCE CO/NY 8,712 139,000 0.13%
48 BLACKROCK ADVISORS LLC 8,670 138,000 0.13%
49 AMERICAN INTERNATIONAL GROUP, INC. 6,927 111,000 0.10%
50 Tower Research Capital LLC (TRC) 2,719 44,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.