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SIERRA BANCORP
SIERRA BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 78 Institutional holders with a total value of $123,033,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRIVATE MANAGEMENT GROUP INC 833,161 15,122,000 12.29%
2 DIMENSIONAL FUND ADVISORS LP 736,035 13,359,000 10.86%
3 BANC FUNDS CO LLC 490,735 8,907,000 7.24%
4 NORTHERN TRUST CORP 406,199 7,373,000 5.99%
5 BlackRock Institutional Trust Company, N.A. 346,471 6,288,000 5.11%
6 VANGUARD GROUP INC 343,646 6,237,000 5.07%
7 BlackRock Fund Advisors 309,192 5,612,000 4.56%
8 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 307,869 5,588,000 4.54%
9 STATE STREET CORP 184,319 3,345,000 2.72%
10 Numeric Investors LLC 170,213 3,089,000 2.51%
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 165,650 3,007,000 2.44%
12 MORGAN STANLEY 150,171 2,726,000 2.22%
13 JPMORGAN CHASE & CO 148,522 2,695,000 2.19%
14 MALTESE CAPITAL MANAGEMENT LLC 145,500 2,641,000 2.15%
15 AMERIPRISE FINANCIAL INC 126,308 2,293,000 1.86%
16 RENAISSANCE TECHNOLOGIES LLC 121,400 2,203,000 1.79%
17 Foundry Partners, LLC 116,050 2,106,000 1.71%
18 DEPRINCE RACE & ZOLLO INC 99,752 1,810,000 1.47%
19 ZACKS INVESTMENT MANAGEMENT 98,724 1,792,000 1.46%
20 ROYAL BANK OF CANADA 96,637 1,754,000 1.43%
21 Ulysses Management LLC 93,539 1,698,000 1.38%
22 Informed Momentum Co LLC 87,885 1,595,000 1.30%
23 PANAGORA ASSET MANAGEMENT INC 86,738 1,574,000 1.28%
24 LSV ASSET MANAGEMENT 76,828 1,394,000 1.13%
25 Bank of New York Mellon Corp 70,248 1,275,000 1.04%
26 GEODE CAPITAL MANAGEMENT, LLC 62,354 1,131,000 0.92%
27 Nationwide Fund Advisors 61,099 1,109,000 0.90%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,679 1,011,000 0.82%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 52,300 949,000 0.77%
30 WELLS FARGO & COMPANY/MN 49,519 899,000 0.73%
31 BlackRock Investment Management, LLC 46,797 849,000 0.69%
32 BANK OF AMERICA CORP /DE/ 46,066 836,000 0.68%
33 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 44,538 808,000 0.66%
34 TFS CAPITAL LLC 42,849 778,000 0.63%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 35,500 645,000 0.52%
36 DEUTSCHE BANK AG\ 33,095 600,000 0.49%
37 STRS OHIO 32,200 584,000 0.47%
38 PRUDENTIAL FINANCIAL INC 30,344 551,000 0.45%
39 MARTINGALE ASSET MANAGEMENT L P 26,906 489,000 0.40%
40 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 24,972 453,000 0.37%
41 CHICAGO EQUITY PARTNERS LLC 24,530 445,000 0.36%
42 CONTEXT BH CAPITAL MANAGEMENT, LP 21,298 387,000 0.31%
43 ClariVest Asset Management LLC 21,308 386,000 0.31%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 18,920 343,000 0.28%
45 RHUMBLINE ADVISERS 18,460 335,000 0.27%
46 MILLENNIUM MANAGEMENT LLC 16,899 307,000 0.25%
47 TEACHERS ADVISORS, LLC 16,407 298,000 0.24%
48 WEDGE CAPITAL MANAGEMENT L L P/NC 16,100 292,000 0.24%
49 ACROSPIRE INVESTMENT MANAGEMENT LLC 15,526 282,000 0.23%
50 Hillsdale Investment Management Inc. 15,400 280,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.