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SIERRA BANCORP
SIERRA BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 56 Institutional holders with a total value of $115,800,415.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,231,896 20,573,000 17.77%
2 PRIVATE MANAGEMENT GROUP INC 922,775 15,410,000 13.31%
3 DIMENSIONAL FUND ADVISORS LP 678,888 11,337,000 9.79%
4 BANC FUNDS CO LLC 483,735 8,078,000 6.98%
5 NORTHERN TRUST CORP 419,735 7,009,000 6.05%
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 408,387 6,820,000 5.89%
7 BlackRock Fund Advisors 329,312 5,500,000 4.75%
8 VANGUARD GROUP INC 297,941 4,976,000 4.30%
9 DEPRINCE RACE & ZOLLO INC 235,791 3,938,000 3.40%
10 STATE STREET CORP 178,872 2,990,000 2.58%
11 BlackRock Institutional Trust Company, N.A. 153,458 2,563,000 2.21%
12 JPMORGAN CHASE & CO 147,850 2,470,000 2.13%
13 MALTESE CAPITAL MANAGEMENT LLC 147,000 2,455,000 2.12%
14 BRIDGEWAY CAPITAL MANAGEMENT, LLC 140,500 2,346,000 2.03%
15 Ulysses Management LLC 126,646 2,115,000 1.83%
16 WELLS FARGO & COMPANY/MN 106,813 1,784,000 1.54%
17 GOLDMAN SACHS GROUP INC 99,671 1,665,000 1.44%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 71,369 1,192,000 1.03%
19 Bank of New York Mellon Corp 66,188 1,105,000 0.95%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 61,656 1,030,000 0.89%
21 Foundry Partners, LLC 59,000 985,000 0.85%
22 GEODE CAPITAL MANAGEMENT, LLC 52,157 871,000 0.75%
23 Nationwide Fund Advisors 46,151 771,000 0.67%
24 MORGAN STANLEY 41,646 695,000 0.60%
25 BlackRock Investment Management, LLC 40,587 678,000 0.59%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 39,838 644,000 0.56%
27 VICTORY CAPITAL MANAGEMENT INC 36,670 612,000 0.53%
28 Brandywine Global Investment Management, LLC 30,235 505,000 0.44%
29 MARTINGALE ASSET MANAGEMENT L P 25,364 425,000 0.37%
30 RENAISSANCE TECHNOLOGIES LLC 25,300 423,000 0.37%
31 PRUDENTIAL FINANCIAL INC 24,744 413,000 0.36%
32 PANAGORA ASSET MANAGEMENT INC 22,221 371,000 0.32%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 22,053 368,000 0.32%
34 STRS OHIO 20,400 340,000 0.29%
35 RHUMBLINE ADVISERS 16,560 277,000 0.24%
36 TEACHERS ADVISORS, LLC 16,407 274,000 0.24%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,900 266,000 0.23%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 14,258 238,000 0.21%
39 BlackRock Group LTD 13,119 219,000 0.19%
40 Invesco Ltd. 10,931 183,000 0.16%
41 METROPOLITAN LIFE INSURANCE CO/NY 10,128 169,000 0.15%
42 ALLIANCEBERNSTEIN L.P. 9,466 158,000 0.14%
43 BLACKROCK ADVISORS LLC 7,639 128,000 0.11%
44 AMERICAN INTERNATIONAL GROUP, INC. 7,635 127,505 0.11%
45 CITIGROUP INC 3,988 67,000 0.06%
46 DEUTSCHE BANK AG\ 3,694 61,000 0.05%
47 UBS Group AG 3,021 51,000 0.04%
48 MANAGED ACCOUNT ADVISORS LLC 2,514 42,000 0.04%
49 FEDERATED HERMES, INC. 1,991 33,000 0.03%
50 ACADIAN ASSET MANAGEMENT LLC 829 14,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.