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SIERRA BANCORP
SIERRA BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 60 Institutional holders with a total value of $106,145,709.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 71 1,000 0.00%
2 North Star Investment Management Corp. 140 2,000 0.00%
3 BARCLAYS PLC 153 2,000 0.00%
4 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 444 7,000 0.01%
5 PNC FINANCIAL SERVICES GROUP, INC. 516 8,000 0.01%
6 EARNEST PARTNERS LLC 600 10,000 0.01%
7 ACADIAN ASSET MANAGEMENT LLC 957 15,000 0.01%
8 UBS Group AG 2,331 38,000 0.04%
9 BNP PARIBAS FINANCIAL MARKETS 2,676 42,709 0.04%
10 FEDERATED HERMES, INC. 2,735 44,000 0.04%
11 Tower Research Capital LLC (TRC) 2,719 44,000 0.04%
12 AMERICAN INTERNATIONAL GROUP, INC. 6,927 111,000 0.10%
13 BLACKROCK ADVISORS LLC 8,670 138,000 0.13%
14 METROPOLITAN LIFE INSURANCE CO/NY 8,712 139,000 0.13%
15 NEW YORK STATE COMMON RETIREMENT FUND 10,800 172,000 0.16%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 13,012 207,000 0.20%
17 BlackRock Group LTD 13,119 209,000 0.20%
18 MENTA CAPITAL LLC 14,812 236,000 0.22%
19 Invesco Ltd. 15,402 246,000 0.23%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,900 254,000 0.24%
21 RHUMBLINE ADVISERS 16,080 257,000 0.24%
22 TEACHERS ADVISORS, LLC 16,407 262,000 0.25%
23 Numeric Investors LLC 18,084 289,000 0.27%
24 PARAMETRIC PORTFOLIO ASSOCIATES LLC 18,548 296,000 0.28%
25 WEDGE CAPITAL MANAGEMENT L L P/NC 19,400 310,000 0.29%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 21,464 343,000 0.32%
27 MARTINGALE ASSET MANAGEMENT L P 27,906 447,000 0.42%
28 PRUDENTIAL FINANCIAL INC 29,644 473,000 0.45%
29 Brandywine Global Investment Management, LLC 29,895 478,000 0.45%
30 VICTORY CAPITAL MANAGEMENT INC 31,670 505,000 0.48%
31 STRS OHIO 32,200 513,000 0.48%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 39,838 636,000 0.60%
33 DEUTSCHE BANK AG\ 43,710 696,000 0.66%
34 LSV ASSET MANAGEMENT 44,400 708,000 0.67%
35 PANAGORA ASSET MANAGEMENT INC 44,822 715,000 0.67%
36 BlackRock Investment Management, LLC 46,199 737,000 0.69%
37 Nationwide Fund Advisors 53,829 859,000 0.81%
38 GEODE CAPITAL MANAGEMENT, LLC 56,890 907,000 0.85%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 59,237 945,000 0.89%
40 ROYAL BANK OF CANADA 63,403 1,012,000 0.95%
41 Bank of New York Mellon Corp 66,411 1,060,000 1.00%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 67,679 1,080,000 1.02%
43 WELLS FARGO & COMPANY/MN 71,139 1,136,000 1.07%
44 RENAISSANCE TECHNOLOGIES LLC 97,834 1,561,000 1.47%
45 Foundry Partners, LLC 107,280 1,712,000 1.61%
46 Ulysses Management LLC 124,434 1,986,000 1.87%
47 MORGAN STANLEY 128,197 2,046,000 1.93%
48 BRIDGEWAY CAPITAL MANAGEMENT, LLC 140,500 2,242,000 2.11%
49 JPMORGAN CHASE & CO 151,072 2,411,000 2.27%
50 MALTESE CAPITAL MANAGEMENT LLC 158,300 2,526,000 2.38%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.