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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 73 Institutional holders with a total value of $168,642,636.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Argentus Capital Management, LLC 0 0 0.00%
2 Parallax Volatility Advisers, L.P. 2 0 0.00%
3 SARGENT BICKHAM LAGUDIS LLC 17 1,000 0.00%
4 CUTLER GROUP LLC / CA 1,200 3,000 0.00% Put
5 HOWE & RUSLING INC 75 3,000 0.00%
6 GENEOS WEALTH MANAGEMENT INC. 156 6,000 0.00%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 266 12,000 0.01%
8 MOSAIC FAMILY WEALTH, LLC 286 13,000 0.01%
9 Tortoise Investment Management, LLC 300 13,000 0.01%
10 Concert Wealth Management Inc. 388 17,000 0.01%
11 Riggs Asset Managment Co. Inc. 418 18,000 0.01%
12 SEI INVESTMENTS CO 460 20,000 0.01%
13 CUTLER GROUP LLC / CA 26,200 21,000 0.01% Call
14 Hudock, Inc. 500 22,000 0.01%
15 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 550 25,000 0.01%
16 BENJAMIN F. EDWARDS & COMPANY, INC. 618 27,000 0.02%
17 ROWLAND CARMICHAEL ADVISORS INC /ADV 752 33,000 0.02%
18 BANK OF MONTREAL /CAN/ 800 35,000 0.02%
19 IFP ADVISORS, INC 1,015 45,000 0.03%
20 WFG Advisors, LP 1,050 46,000 0.03%
21 Advisory Services Network, LLC 1,648 73,000 0.04%
22 EXANE DERIVATIVES 1,747 77,196 0.05%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,812 124,000 0.07%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,309 147,000 0.09%
25 Creative Planning 3,632 161,000 0.10%
26 ADVISOR GROUP, INC. 4,054 179,000 0.11%
27 OPPENHEIMER & CO INC 4,584 203,000 0.12%
28 Winslow, Evans & Crocker, Inc. 4,830 213,440 0.13%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,008 221,000 0.13%
30 HighTower Advisors, LLC 5,748 255,000 0.15%
31 Cambridge Investment Research Advisors, Inc. 5,782 256,000 0.15%
32 BBVA USA Bancshares, Inc. 5,920 262,000 0.16%
33 CUTLER GROUP LLC / CA 6,100 269,000 0.16%
34 CITIGROUP INC 6,700 296,000 0.18%
35 BANK HAPOALIM BM 6,756 299,000 0.18%
36 PNC FINANCIAL SERVICES GROUP, INC. 7,227 320,000 0.19%
37 NEXT Financial Group, Inc 7,292 322,000 0.19%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,500 331,000 0.20% Put
39 MSI Financial Services Inc 7,542 333,000 0.20%
40 ROYAL BANK OF CANADA 7,771 344,000 0.20%
41 SG Americas Securities, LLC 10,578 467,000 0.28%
42 Cetera Advisors LLC 10,686 471,000 0.28%
43 CORNERSTONE FINANCIAL PARTNERS, LLC 11,405 508,000 0.30%
44 First Allied Advisory Services, Inc. 13,200 583,000 0.35%
45 Commonwealth Equity Services, Inc 13,653 603,000 0.36%
46 Concorde Asset Management, LLC 14,626 646,000 0.38%
47 JPMORGAN CHASE & CO 18,297 809,000 0.48%
48 B. Riley Wealth Advisors, Inc. 21,902 968,000 0.57%
49 Mirae Asset Global Investments Co., Ltd. 24,900 1,100,000 0.65%
50 Jefferies Group LLC 25,000 1,105,000 0.66% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.