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SPDR S&P PHARMACEUTICALS
SPDR S&P PHARMACEUTICALS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 80 Institutional holders with a total value of $149,152,433.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ADVISOR GROUP, INC. 3,827 150,000 0.10%
52 EXANE DERIVATIVES 3,649 142,627 0.10%
53 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,596 101,000 0.07%
54 EDGE ADVISORS, LLC 2,100 82,000 0.05%
55 CUTLER GROUP LLC / CA 2,000 78,000 0.05%
56 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,887 74,000 0.05%
57 EDMOND DE ROTHSCHILD HOLDING S.A. 1,275 50,000 0.03%
58 BANK OF MONTREAL /CAN/ 1,025 40,000 0.03%
59 AUA CAPITAL MANAGEMENT, LLC 1,000 39,000 0.03%
60 ENVESTNET ASSET MANAGEMENT INC 870 34,000 0.02%
61 ROWLAND CARMICHAEL ADVISORS INC /ADV 752 29,000 0.02%
62 BENJAMIN F. EDWARDS & COMPANY, INC. 618 24,000 0.02%
63 Hudock, Inc. 500 19,000 0.01%
64 WFG Advisors, LP 400 16,000 0.01%
65 Riggs Asset Managment Co. Inc. 418 16,000 0.01%
66 BB&T INVESTMENT SERVICES, INC. 364 14,000 0.01%
67 SOWELL FINANCIAL SERVICES LLC 290 12,000 0.01%
68 Tortoise Investment Management, LLC 300 12,000 0.01%
69 MOSAIC FAMILY WEALTH, LLC 286 11,000 0.01%
70 CUTLER GROUP LLC / CA 6,100 11,000 0.01% Put
71 SEI INVESTMENTS CO 194 8,000 0.01%
72 GENEOS WEALTH MANAGEMENT INC. 156 6,000 0.00%
73 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 150 6,000 0.00%
74 HOWE & RUSLING INC 75 3,000 0.00%
75 ASSETMARK, INC 73 3,000 0.00%
76 SIMPLEX TRADING, LLC 100 3,000 0.00%
77 SARGENT BICKHAM LAGUDIS LLC 17 1,000 0.00%
78 Transamerica Financial Advisors, LLC 1 1,000 0.00%
79 CUTLER GROUP LLC / CA 3,000 1,000 0.00% Call
80 Parallax Volatility Advisers, L.P. 2 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.