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SPDR SER TR S&P 600 SML CAP
SPDR SER TR S&P 600 SML CAP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 71 Institutional holders with a total value of $128,544,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 168,945 17,646,000 13.73%
2 UBS Group AG 141,576 14,788,000 11.50%
3 Capital Advantage, Inc. 94,323 10,961,000 8.53%
4 AMERIPRISE FINANCIAL INC 76,627 7,990,000 6.22%
5 OLD DOMINION CAPITAL MANAGEMENT INC 46,250 4,831,000 3.76%
6 PNC FINANCIAL SERVICES GROUP, INC. 44,734 4,673,000 3.64%
7 WELLS FARGO & COMPANY/MN 43,732 4,568,000 3.55%
8 Commonwealth Equity Services, Inc 43,546 4,548,000 3.54%
9 BANK OF AMERICA CORP /DE/ 37,510 3,918,000 3.05%
10 ROYAL BANK OF CANADA 32,660 3,411,000 2.65%
11 ARS Investment Partners, LLC 31,374 3,277,000 2.55%
12 Asset Management Group, Inc. 31,065 3,245,000 2.52%
13 MORGAN STANLEY 30,349 3,170,000 2.47%
14 LPL Financial LLC 26,452 2,742,000 2.13%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,646 2,679,000 2.08%
16 JPMORGAN CHASE & CO 25,206 2,633,000 2.05%
17 BAIRD FINANCIAL GROUP, INC. 24,806 2,592,000 2.02%
18 Whitegate Investment Counselors, Inc. 22,656 2,366,000 1.84%
19 D.A. DAVIDSON & CO. 22,596 2,360,000 1.84%
20 Bank of New York Mellon Corp 20,747 2,167,000 1.69%
21 RAYMOND JAMES & ASSOCIATES 20,425 2,133,000 1.66%
22 J.P. Morgan Private Wealth Advisors LLC 19,049 1,990,000 1.55%
23 Private Advisor Group, LLC 17,339 1,797,000 1.40%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,774 1,647,000 1.28%
25 Raymond James Financial Services Advisors, Inc. 15,409 1,609,000 1.25%
26 Carnegie Investment Counsel 14,287 1,571,000 1.22%
27 SUNTRUST BANKS INC 13,544 1,413,000 1.10%
28 FINANCIAL COUNSELORS INC 11,038 1,153,000 0.90%
29 MSI Financial Services Inc 10,869 1,135,000 0.88%
30 Legacy Private Trust Co. 9,762 1,020,000 0.79%
31 Northeast Financial Consultants Inc 7,679 802,000 0.62%
32 Cambridge Investment Research Advisors, Inc. 5,501 575,000 0.45%
33 CITIGROUP INC 4,582 479,000 0.37%
34 B. Riley Wealth Advisors, Inc. 6,366 410,000 0.32%
35 GOFEN & GLOSSBERG LLC /IL/ 3,578 374,000 0.29%
36 IFP ADVISORS, INC 3,523 368,000 0.29%
37 SII INVESTMENTS INC/WI 3,367 351,000 0.27%
38 Moors & Cabot, Inc. 3,154 326,000 0.25%
39 WASHINGTON TRUST Co 2,778 290,000 0.23%
40 Cypress Capital Group 2,730 285,000 0.22%
41 HIGH FALLS ADVISORS, INC 2,800 277,000 0.22%
42 Concert Wealth Management Inc. 2,623 272,000 0.21%
43 ENVESTNET ASSET MANAGEMENT INC 2,579 269,000 0.21%
44 Carlson Capital Management 2,488 260,000 0.20%
45 Bridgewater Wealth & Financial Management, LLC 2,459 257,000 0.20%
46 WELCH & FORBES LLC 2,450 256,000 0.20%
47 EXENCIAL WEALTH ADVISORS, LLC 2,394 250,000 0.19%
48 Janney Montgomery Scott LLC 2,450 243,000 0.19%
49 CORRADO ADVISORS, LLC 2,048 214,000 0.17%
50 NEXT Financial Group, Inc 1,994 208,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.