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SPDR SER TR S&P 600 SML CAP
SPDR SER TR S&P 600 SML CAP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 50 Institutional holders with a total value of $110,476,217.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 180,472 19,565,000 17.71%
2 Legacy Private Trust Co. 109,802 11,936,000 10.80%
3 UBS Group AG 96,404 10,479,000 9.49%
4 Capital Advantage, Inc. 49,495 5,842,000 5.29%
5 OLD DOMINION CAPITAL MANAGEMENT INC 52,760 5,735,000 5.19%
6 MORGAN STANLEY 47,889 5,206,000 4.71%
7 AMERICAN INTERNATIONAL GROUP, INC. 42,847 4,657,469 4.22%
8 BANK OF AMERICA CORP /DE/ 41,888 4,554,000 4.12%
9 HighTower Advisors, LLC 37,532 4,080,000 3.69%
10 ARS Investment Partners, LLC 32,162 3,496,000 3.16%
11 Asset Management Group, Inc. 31,476 3,421,000 3.10%
12 LPL Financial LLC 28,480 3,086,000 2.79%
13 WELLS FARGO & COMPANY/MN 25,484 2,770,000 2.51%
14 Bank of New York Mellon Corp 21,072 2,291,000 2.07%
15 D.A. DAVIDSON & CO. 18,578 2,019,000 1.83%
16 AMERIPRISE FINANCIAL INC 18,338 1,993,000 1.80%
17 SG Americas Securities, LLC 17,410 1,892,000 1.71%
18 SCOTIA CAPITAL INC. 16,280 1,770,000 1.60%
19 PNC FINANCIAL SERVICES GROUP, INC. 16,008 1,740,000 1.57%
20 Private Advisor Group, LLC 16,001 1,739,000 1.57%
21 ROYAL BANK OF CANADA 14,813 1,610,000 1.46%
22 Commonwealth Equity Services, Inc 11,096 1,206,000 1.09%
23 J.P. Morgan Private Wealth Advisors LLC 10,973 1,193,000 1.08%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,367 1,018,000 0.92%
25 Carnegie Investment Counsel 8,691 945,000 0.86%
26 Courage Miller Partners, LLC 7,539 808,000 0.73%
27 FINANCIAL COUNSELORS INC 5,900 641,000 0.58%
28 CITIGROUP INC 5,847 634,000 0.57%
29 COMERICA SECURITIES INC 4,587 499,000 0.45%
30 B. Riley Wealth Advisors, Inc. 3,211 349,000 0.32%
31 WASHINGTON TRUST Co 3,092 336,000 0.30%
32 Janney Montgomery Scott LLC 2,724 296,000 0.27%
33 Northeast Financial Consultants Inc 2,659 289,000 0.26%
34 Cambridge Investment Research Advisors, Inc. 2,628 286,000 0.26%
35 Carlson Capital Management 2,586 281,000 0.25%
36 EXENCIAL WEALTH ADVISORS, LLC 2,394 262,000 0.24%
37 Concert Wealth Management Inc. 2,414 258,000 0.23%
38 NATIONAL PLANNING CORP 2,288 242,000 0.22%
39 NEXT Financial Group, Inc 1,765 191,000 0.17%
40 WHITTIER TRUST CO 1,706 185,000 0.17%
41 MSI Financial Services Inc 1,471 160,000 0.14%
42 Creative Planning 1,436 156,000 0.14%
43 Strategic Capital Alternatives LLC 865 94,000 0.09%
44 Capital Analysts, LLC 834 90,748 0.08%
45 WHITTIER TRUST CO OF NEVADA INC 576 63,000 0.06%
46 ARROW FINANCIAL CORP 400 43,000 0.04%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 375 41,000 0.04%
48 Capital Advisors, Ltd. LLC 200 22,000 0.02%
49 MANAGED ACCOUNT ADVISORS LLC 57 6,000 0.01%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.