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SPDR SER TR S&P 600 SML CAP
SPDR SER TR S&P 600 SML CAP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 54 Institutional holders with a total value of $110,358,577.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 180,486 19,557,000 17.72%
2 Legacy Private Trust Co. 101,754 11,030,000 9.99%
3 UBS Group AG 99,267 10,761,000 9.75%
4 Capital Advantage, Inc. 48,526 5,720,000 5.18%
5 OLD DOMINION CAPITAL MANAGEMENT INC 50,043 5,425,000 4.92%
6 BANK OF AMERICA CORP /DE/ 45,480 4,930,000 4.47%
7 AMERICAN INTERNATIONAL GROUP, INC. 44,809 4,857,295 4.40%
8 MORGAN STANLEY 38,793 4,205,000 3.81%
9 ARS Investment Partners, LLC 32,933 3,570,000 3.23%
10 Asset Management Group, Inc. 31,479 3,412,000 3.09%
11 LPL Financial LLC 28,912 3,116,000 2.82%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,052 3,039,000 2.75%
13 WELLS FARGO & COMPANY/MN 27,701 3,003,000 2.72%
14 AMERIPRISE FINANCIAL INC 21,590 2,340,000 2.12%
15 Bank of New York Mellon Corp 20,641 2,238,000 2.03%
16 Commonwealth Equity Services, Inc 19,493 2,113,000 1.91%
17 D.A. DAVIDSON & CO. 18,327 1,986,000 1.80%
18 PNC FINANCIAL SERVICES GROUP, INC. 17,766 1,925,000 1.74%
19 SCOTIA CAPITAL INC. 17,362 1,877,000 1.70%
20 Private Advisor Group, LLC 16,508 1,790,000 1.62%
21 ROYAL BANK OF CANADA 15,389 1,668,000 1.51%
22 Carnegie Investment Counsel 11,886 1,288,000 1.17%
23 J.P. Morgan Private Wealth Advisors LLC 11,107 1,204,000 1.09%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,998 1,083,000 0.98%
25 Private Wealth Advisors, Inc. 9,376 1,016,000 0.92%
26 Courage Miller Partners, LLC 7,851 833,000 0.75%
27 CITIGROUP INC 6,337 687,000 0.62%
28 FINANCIAL COUNSELORS INC 6,000 650,000 0.59%
29 COMERICA SECURITIES INC 5,696 617,000 0.56%
30 SG Americas Securities, LLC 5,111 554,000 0.50%
31 Betterment LLC 3,383 367,000 0.33%
32 WASHINGTON TRUST Co 3,290 357,000 0.32%
33 Northeast Financial Consultants Inc 3,229 350,000 0.32%
34 SII INVESTMENTS INC/WI 3,097 336,000 0.30%
35 Janney Montgomery Scott LLC 2,724 295,282 0.27%
36 NATIONAL PLANNING CORP 2,688 286,000 0.26%
37 Carlson Capital Management 2,586 280,000 0.25%
38 Cambridge Investment Research Advisors, Inc. 2,538 275,000 0.25%
39 Concert Wealth Management Inc. 2,429 263,000 0.24%
40 CORRADO ADVISORS, LLC 1,995 216,000 0.20%
41 NEXT Financial Group, Inc 1,957 212,000 0.19%
42 WHITTIER TRUST CO 1,706 185,000 0.17%
43 MSI Financial Services Inc 1,061 115,000 0.10%
44 Strategic Capital Alternatives LLC 865 94,000 0.09%
45 WHITTIER TRUST CO OF NEVADA INC 576 62,000 0.06%
46 ARROW FINANCIAL CORP 400 43,000 0.04%
47 MANAGED ACCOUNT ADVISORS LLC 377 41,000 0.04%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 375 41,000 0.04%
49 Capital Advisors, Ltd. LLC 200 22,000 0.02%
50 ASSETMARK, INC 87 9,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.