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SPDR SER TR S&P 600 SML CAP
SPDR SER TR S&P 600 SML CAP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 77 Institutional holders with a total value of $227,536,211.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 268,768 32,474,000 14.27%
2 UBS Group AG 161,873 19,559,000 8.60%
3 Stadion Money Management, LLC 151,509 18,307,000 8.05%
4 Capital Advantage, Inc. 92,070 12,661,000 5.56%
5 AMERIPRISE FINANCIAL INC 91,505 11,038,000 4.85%
6 PNC FINANCIAL SERVICES GROUP, INC. 89,710 10,840,000 4.76%
7 WELLS FARGO & COMPANY/MN 81,792 9,883,000 4.34%
8 ROYAL BANK OF CANADA 52,052 6,290,000 2.76%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 51,570 6,231,000 2.74%
10 J.P. Morgan Private Wealth Advisors LLC 48,935 5,913,000 2.60%
11 BANK OF AMERICA CORP /DE/ 48,798 5,896,000 2.59%
12 Commonwealth Equity Services, Inc 47,653 5,758,000 2.53%
13 HighTower Advisors, LLC 45,749 5,530,000 2.43%
14 OLD DOMINION CAPITAL MANAGEMENT INC 44,417 5,367,000 2.36%
15 FINANCIAL COUNSELORS INC 43,584 5,266,000 2.31%
16 BAIRD FINANCIAL GROUP, INC. 42,939 5,188,000 2.28%
17 MORGAN STANLEY 42,422 5,126,000 2.25%
18 LPL Financial LLC 40,510 4,923,000 2.16%
19 Asset Management Group, Inc. 33,496 4,047,000 1.78%
20 RAYMOND JAMES & ASSOCIATES 29,216 3,530,000 1.55%
21 Northeast Financial Consultants Inc 27,675 3,344,000 1.47%
22 D.A. DAVIDSON & CO. 24,321 2,938,000 1.29%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,905 2,888,000 1.27%
24 Whitegate Investment Counselors, Inc. 22,046 2,664,000 1.17%
25 SUNTRUST BANKS INC 21,865 2,641,000 1.16%
26 Bank of New York Mellon Corp 21,312 2,574,000 1.13%
27 Raymond James Financial Services Advisors, Inc. 18,389 2,222,000 0.98%
28 Private Advisor Group, LLC 17,636 2,141,000 0.94%
29 Carnegie Investment Counsel 16,387 1,994,000 0.88%
30 JPMORGAN CHASE & CO 15,089 1,823,000 0.80%
31 MSI Financial Services Inc 14,876 1,798,000 0.79%
32 ADVISOR GROUP, INC. 11,286 1,363,000 0.60%
33 Cambridge Investment Research Advisors, Inc. 10,861 1,312,000 0.58%
34 GOLDMAN SACHS GROUP INC 10,363 1,252,000 0.55%
35 ARCUS CAPITAL PARTNERS, LLC 9,030 1,091,000 0.48%
36 Legacy Private Trust Co. 7,146 864,000 0.38%
37 ENVESTNET ASSET MANAGEMENT INC 6,753 817,000 0.36%
38 IFP ADVISORS, INC 6,129 741,000 0.33%
39 CITIGROUP INC 5,438 657,000 0.29%
40 Mathes Company, Inc. 5,300 640,000 0.28%
41 B. Riley Wealth Advisors, Inc. 5,192 628,000 0.28%
42 Mirae Asset Global Investments Co., Ltd. 4,926 595,000 0.26%
43 ARS Investment Partners, LLC 4,181 505,000 0.22%
44 Moors & Cabot, Inc. 4,206 504,000 0.22%
45 CORRADO ADVISORS, LLC 3,738 452,000 0.20%
46 GOFEN & GLOSSBERG LLC /IL/ 3,578 432,000 0.19%
47 BB&T SECURITIES, LLC 3,414 380,000 0.17%
48 HIGH FALLS ADVISORS, INC 2,800 338,000 0.15%
49 Janney Montgomery Scott LLC 2,566 310,000 0.14%
50 Carlson Capital Management 2,469 298,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.