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SPDR SER TR S&P 600 SML CAP
SPDR SER TR S&P 600 SML CAP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 52 Institutional holders with a total value of $92,011,720.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 172,682 18,086,000 19.66%
2 UBS Group AG 90,394 9,448,000 10.27%
3 Capital Advantage, Inc. 51,337 5,856,000 6.36%
4 OLD DOMINION CAPITAL MANAGEMENT INC 53,268 5,568,000 6.05%
5 BANK OF AMERICA CORP /DE/ 46,209 4,830,000 5.25%
6 BB&T SECURITIES, LLC 3,781 3,951,000 4.29%
7 JANE STREET GROUP, LLC 36,185 3,782,000 4.11%
8 ARS Investment Partners, LLC 34,357 3,591,000 3.90%
9 WELLS FARGO & COMPANY/MN 31,747 3,318,000 3.61%
10 MORGAN STANLEY 31,452 3,288,000 3.57%
11 Asset Management Group, Inc. 30,795 3,219,000 3.50%
12 HighTower Advisors, LLC 30,368 3,174,000 3.45%
13 LPL Financial LLC 22,424 2,344,000 2.55%
14 Bank of New York Mellon Corp 21,072 2,202,000 2.39%
15 SG Americas Securities, LLC 18,110 1,893,000 2.06%
16 AMERIPRISE FINANCIAL INC 17,413 1,820,000 1.98%
17 ROYAL BANK OF CANADA 14,796 1,547,000 1.68%
18 Private Advisor Group, LLC 14,674 1,534,000 1.67%
19 Courage Miller Partners, LLC 13,741 1,453,000 1.58%
20 D.A. DAVIDSON & CO. 13,578 1,419,000 1.54%
21 PNC FINANCIAL SERVICES GROUP, INC. 12,077 1,262,000 1.37%
22 J.P. Morgan Private Wealth Advisors LLC 8,610 900,000 0.98%
23 Commonwealth Equity Services, Inc 8,590 898,000 0.98%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,112 848,000 0.92%
25 Legacy Private Trust Co. 7,594 794,000 0.86%
26 FINANCIAL COUNSELORS INC 5,550 580,000 0.63%
27 HSBC HOLDINGS PLC 3,800 398,000 0.43%
28 SCOTIA CAPITAL INC. 3,080 322,000 0.35%
29 CITIGROUP INC 2,907 304,000 0.33%
30 Janney Montgomery Scott LLC 2,724 284,712 0.31%
31 Cambridge Investment Research Advisors, Inc. 2,611 273,000 0.30%
32 Carlson Capital Management 2,586 270,000 0.29%
33 NATIONAL PLANNING CORP 2,488 252,727 0.27%
34 EXENCIAL WEALTH ADVISORS, LLC 2,394 246,000 0.27%
35 Northeast Financial Consultants Inc 2,300 240,000 0.26%
36 B. Riley Wealth Advisors, Inc. 2,211 231,000 0.25%
37 Carnegie Investment Counsel 2,097 217,000 0.24%
38 WASHINGTON TRUST Co 1,958 205,000 0.22%
39 Concert Wealth Management Inc. 1,926 202,000 0.22%
40 WHITTIER TRUST CO 1,706 178,000 0.19%
41 Creative Planning 1,501 157,000 0.17%
42 AMERICAN INTERNATIONAL GROUP, INC. 1,321 138,071 0.15%
43 NEXT Financial Group, Inc 945 99,000 0.11%
44 MSI Financial Services Inc 852 89,000 0.10%
45 Capital Analysts, LLC 834 87,173 0.09%
46 NEW ENGLAND SECURITIES CORP /MA/ 602 63,000 0.07%
47 WHITTIER TRUST CO OF NEVADA INC 449 47,000 0.05%
48 ARROW FINANCIAL CORP 400 42,000 0.05%
49 ENVESTNET ASSET MANAGEMENT INC 219 23,000 0.02%
50 Capital Advisors, Ltd. LLC 200 21,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.