Dark
Light
System
Security
TANZANIAN ROYALTY EXPL CORP
TANZANIAN ROYALTY EXPL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 32 Institutional holders with a total value of $628,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allworth Financial LP 200 0 0.00%
2 BANK OF AMERICA CORP /DE/ 300 0 0.00%
3 MYCIO WEALTH PARTNERS, LLC 100 0 0.00%
4 BARCLAYS PLC 52 0 0.00%
5 BANK OF MONTREAL /CAN/ 1,000 1,000 0.16%
6 Creative Planning 1,500 1,000 0.16%
7 Tower Research Capital LLC (TRC) 1,000 1,000 0.16%
8 UBS Group AG 2,300 2,000 0.32%
9 DUBUQUE BANK & TRUST CO 3,000 2,000 0.32%
10 CUTLER GROUP LLC / CA 3,237 2,000 0.32%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,550 2,000 0.32%
12 WELLS FARGO & COMPANY/MN 3,550 3,000 0.48%
13 ROYAL BANK OF CANADA 6,678 5,000 0.80%
14 CANADA PENSION PLAN INVESTMENT BOARD 7,733 6,000 0.96%
15 LPL Financial LLC 13,500 10,000 1.59%
16 US BANCORP \DE\ 15,500 12,000 1.91%
17 Virtu KCG Holdings LLC 15,566 12,000 1.91%
18 CITADEL ADVISORS LLC 15,780 13,000 2.07%
19 WOLVERINE TRADING LP /BD 15,500 13,000 2.07% Call
20 RENAISSANCE TECHNOLOGIES LLC 19,200 15,000 2.39%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,481 16,000 2.55%
22 1832 Asset Management L.P. 20,428 17,000 2.71%
23 GOLDMAN SACHS GROUP INC 26,187 21,000 3.34%
24 DEUTSCHE BANK AG\ 27,800 22,000 3.50%
25 RAYMOND JAMES & ASSOCIATES 28,513 23,000 3.66%
26 BRONFMAN E.L. ROTHSCHILD, L.P. 28,300 23,000 3.66%
27 ASSET ADVISORS CORP 30,000 24,000 3.82%
28 MORGAN STANLEY 31,300 25,000 3.98%
29 Kovack Advisors, Inc. 35,000 28,000 4.46%
30 ADVISOR GROUP, INC. 94,000 75,000 11.94%
31 Commonwealth Equity Services, Inc 102,565 82,000 13.06%
32 HighTower Advisors, LLC 215,000 172,000 27.39%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.