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ZOGENIX INC
ZOGENIX INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 105 Institutional holders with a total value of $331,558,325.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PERCEPTIVE ADVISORS LLC 3,448,302 50,000,000 15.08%
2 GREAT POINT PARTNERS LLC 2,440,959 35,394,000 10.68%
3 BlackRock Finance, Inc. 1,828,403 26,513,000 8.00%
4 RA CAPITAL MANAGEMENT, L.P. 1,474,688 21,383,000 6.45%
5 FEDERATED HERMES, INC. 1,176,900 17,065,000 5.15%
6 FMR LLC 1,022,824 14,831,000 4.47%
7 KENNEDY CAPITAL MANAGEMENT LLC 924,807 13,410,000 4.04%
8 VANGUARD GROUP INC 893,523 12,956,000 3.91%
9 GOLDMAN SACHS GROUP INC 867,570 12,580,000 3.79%
10 Invesco Ltd. 818,537 11,869,000 3.58%
11 FRANKLIN RESOURCES INC 617,625 8,956,000 2.70%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 568,500 8,243,000 2.49% Call
13 Lombard Odier Asset Management (USA) Corp 469,248 6,804,000 2.05%
14 DIMENSIONAL FUND ADVISORS LP 464,761 6,739,000 2.03%
15 STATE STREET CORP 446,593 6,474,000 1.95%
16 NORTHERN TRUST CORP 341,309 4,949,000 1.49%
17 ACUTA CAPITAL PARTNERS, LLC 301,700 4,375,000 1.32%
18 JPMORGAN CHASE & CO 286,299 4,152,000 1.25%
19 Broadfin Capital, LLC 262,500 3,806,000 1.15%
20 Candriam S.C.A. 243,000 3,524,000 1.06%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 209,600 3,039,000 0.92% Put
22 GEODE CAPITAL MANAGEMENT, LLC 208,012 3,016,000 0.91%
23 AMERIPRISE FINANCIAL INC 206,954 3,001,000 0.91%
24 DLD ASSET MANAGEMENT, LP 201,500 2,916,000 0.88% Put
25 BAILARD, INC. 192,000 2,784,000 0.84%
26 BAKER BROS. ADVISORS LP 185,290 2,687,000 0.81%
27 FARALLON CAPITAL MANAGEMENT LLC 175,000 2,538,000 0.77%
28 GAGNON SECURITIES LLC 135,329 1,962,000 0.59%
29 MILLENNIUM MANAGEMENT LLC 120,744 1,751,000 0.53%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 119,351 1,731,000 0.52%
31 EMORY UNIVERSITY 118,319 1,716,000 0.52%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 108,571 1,574,000 0.47%
33 Bank of New York Mellon Corp 105,926 1,536,000 0.46%
34 Ghost Tree Capital, LLC 100,000 1,450,000 0.44%
35 ACUTA CAPITAL PARTNERS, LLC 100,000 1,450,000 0.44% Put
36 Nationwide Fund Advisors 87,611 1,270,000 0.38%
37 Iguana Healthcare Management, LLC 85,000 1,233,000 0.37%
38 Crestline Management, LP 72,091 1,045,000 0.32%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 68,025 987,000 0.30%
40 TIAA CREF INVESTMENT MANAGEMENT LLC 66,610 966,000 0.29%
41 J. Goldman & Co LP 65,000 943,000 0.28%
42 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 57,750 837,000 0.25%
43 DAFNA Capital Management LLC 55,809 809,000 0.24%
44 BLAIR WILLIAM & CO/IL 54,537 791,000 0.24%
45 GROUP ONE TRADING LLC 50,074 726,000 0.22%
46 CITADEL ADVISORS LLC 47,200 684,000 0.21% Call
47 ADAMS DIVERSIFIED EQUITY FUND, INC. 47,000 682,000 0.21%
48 TEACHERS ADVISORS, LLC 44,555 646,000 0.19%
49 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 43,959 637,000 0.19%
50 Allianz Asset Management GmbH 42,940 629,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.