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ZOGENIX INC
ZOGENIX INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 86 Institutional holders with a total value of $168,561,676.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RA CAPITAL MANAGEMENT, L.P. 2,451,237 19,732,000 11.71%
2 GREAT POINT PARTNERS LLC 2,440,959 19,650,000 11.66%
3 FMR LLC 2,339,328 18,832,000 11.17%
4 FEDERATED HERMES, INC. 2,191,106 17,638,000 10.46%
5 BAKER BROS. ADVISORS LP 1,000,000 8,050,000 4.78%
6 BlackRock Fund Advisors 957,272 7,706,000 4.57%
7 Broadfin Capital, LLC 882,312 7,103,000 4.21%
8 GOLDMAN SACHS GROUP INC 869,399 6,999,000 4.15%
9 Invesco Ltd. 854,929 6,882,000 4.08%
10 VANGUARD GROUP INC 825,826 6,648,000 3.94%
11 Lombard Odier Asset Management (USA) Corp 651,418 5,244,000 3.11%
12 FRANKLIN RESOURCES INC 637,525 5,132,000 3.04%
13 BlackRock Institutional Trust Company, N.A. 541,817 4,362,000 2.59%
14 KENNEDY CAPITAL MANAGEMENT LLC 488,580 3,933,000 2.33%
15 STATE STREET CORP 415,246 3,340,000 1.98%
16 SABBY MANAGEMENT, LLC 289,200 2,328,000 1.38%
17 NORTHERN TRUST CORP 279,313 2,249,000 1.33%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 251,200 2,022,000 1.20% Call
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 243,595 1,961,000 1.16%
20 SENZAR ASSET MANAGEMENT, LLC 214,900 1,729,945 1.03%
21 DAFNA Capital Management LLC 197,538 1,590,000 0.94%
22 GEODE CAPITAL MANAGEMENT, LLC 155,405 1,251,000 0.74%
23 GAGNON SECURITIES LLC 153,595 1,236,000 0.73%
24 CADIAN CAPITAL MANAGEMENT, LP 147,500 1,187,000 0.70%
25 Candriam S.C.A. 105,000 845,000 0.50%
26 BlackRock Investment Management, LLC 100,642 810,000 0.48%
27 Bank of New York Mellon Corp 82,439 664,000 0.39%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 78,772 634,000 0.38%
29 D. E. Shaw & Co., Inc. 74,427 599,000 0.36%
30 DIMENSIONAL FUND ADVISORS LP 69,396 559,000 0.33%
31 BLAIR WILLIAM & CO/IL 195,500 529,000 0.31%
32 CREDIT SUISSE AG/ 59,382 478,000 0.28%
33 PURA VIDA INVESTMENTS, LLC 58,750 473,000 0.28%
34 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 57,750 465,000 0.28%
35 OXFORD ASSET MANAGEMENT LLP 57,423 462,000 0.27%
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 52,059 419,000 0.25%
37 Allianz Asset Management GmbH 40,706 328,000 0.19%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 40,225 324,000 0.19%
39 RENAISSANCE TECHNOLOGIES LLC 37,187 299,000 0.18%
40 TEACHERS ADVISORS, LLC 36,094 291,000 0.17%
41 GROUP ONE TRADING LLC 32,446 261,000 0.15%
42 Healthcare Value Capital, LLC 31,850 256,000 0.15%
43 RHUMBLINE ADVISERS 30,035 242,000 0.14%
44 Palo Alto Investors LP 29,500 237,000 0.14%
45 NEW YORK STATE COMMON RETIREMENT FUND 24,164 195,000 0.12%
46 ProShare Advisors LLC 21,472 173,000 0.10%
47 Sunbelt Securities, Inc. 20,000 160,500 0.10%
48 METROPOLITAN LIFE INSURANCE CO/NY 19,892 160,000 0.09%
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 19,217 154,000 0.09%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,022 137,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.