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ZOGENIX INC
ZOGENIX INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 91 Institutional holders with a total value of $263,829,474.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RA CAPITAL MANAGEMENT, L.P. 2,451,237 29,783,000 11.29%
2 GREAT POINT PARTNERS LLC 2,440,959 29,658,000 11.24%
3 FMR LLC 1,774,324 21,558,000 8.17%
4 FEDERATED HERMES, INC. 1,484,500 18,037,000 6.84%
5 BlackRock Fund Advisors 1,163,742 14,139,000 5.36%
6 VANGUARD GROUP INC 904,331 10,988,000 4.16%
7 GOLDMAN SACHS GROUP INC 873,583 10,614,000 4.02%
8 Invesco Ltd. 853,219 10,366,000 3.93%
9 BAKER BROS. ADVISORS LP 838,809 10,192,000 3.86%
10 Broadfin Capital, LLC 766,412 9,312,000 3.53%
11 PERCEPTIVE ADVISORS LLC 752,999 9,149,000 3.47%
12 KENNEDY CAPITAL MANAGEMENT LLC 726,794 8,831,000 3.35%
13 FRANKLIN RESOURCES INC 637,525 7,746,000 2.94%
14 Lombard Odier Asset Management (USA) Corp 600,000 7,290,000 2.76%
15 BlackRock Institutional Trust Company, N.A. 563,602 6,848,000 2.60%
16 STATE STREET CORP 417,985 5,081,000 1.93%
17 NORTHERN TRUST CORP 305,294 3,709,000 1.41%
18 Ghost Tree Capital, LLC 225,000 2,734,000 1.04%
19 DIMENSIONAL FUND ADVISORS LP 216,814 2,634,000 1.00%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 211,100 2,565,000 0.97% Call
21 CADIAN CAPITAL MANAGEMENT, LP 182,500 2,217,000 0.84%
22 EMORY UNIVERSITY 177,841 2,161,000 0.82%
23 GEODE CAPITAL MANAGEMENT, LLC 174,386 2,118,000 0.80%
24 AMERIPRISE FINANCIAL INC 159,582 1,939,000 0.73%
25 SENZAR ASSET MANAGEMENT, LLC 158,100 1,921,000 0.73%
26 BAILARD, INC. 152,000 1,847,000 0.70%
27 NEXTHERA CAPITAL LP 150,000 1,823,000 0.69%
28 Candriam S.C.A. 150,000 1,822,000 0.69%
29 GAGNON SECURITIES LLC 140,690 1,709,000 0.65%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 119,351 1,450,000 0.55%
31 BANK OF AMERICA CORP /DE/ 118,948 1,445,000 0.55%
32 CITY FINANCIAL INVESTMENT CO LTD 114,654 1,393,000 0.53%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 109,445 1,330,000 0.50%
34 BlackRock Investment Management, LLC 105,531 1,282,000 0.49%
35 DLD ASSET MANAGEMENT, LP 104,400 1,271,000 0.48% Call
36 Bank of New York Mellon Corp 98,876 1,201,000 0.46%
37 WELLS FARGO & COMPANY/MN 95,637 1,162,000 0.44%
38 DAFNA Capital Management LLC 74,538 906,000 0.34%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 73,149 889,000 0.34%
40 MORGAN STANLEY 72,840 885,000 0.34%
41 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 68,025 827,000 0.31%
42 MILLENNIUM MANAGEMENT LLC 63,711 774,000 0.29%
43 GROUP ONE TRADING LLC 57,894 703,000 0.27%
44 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 57,750 702,000 0.27%
45 D. E. Shaw & Co., Inc. 54,523 662,000 0.25%
46 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 51,059 620,000 0.24%
47 BLAIR WILLIAM & CO/IL 50,937 619,000 0.23%
48 TEACHERS ADVISORS, LLC 39,320 478,000 0.18%
49 Allianz Asset Management GmbH 37,586 457,000 0.17%
50 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 34,337 417,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.